KAYNE RICHARD A 4
4 · Kayne Anderson MLP/Midstream Investment Co · Filed Oct 25, 2018
Insider Transaction Report
Form 4
KAYNE RICHARD A
Other
Transactions
- Other
COMMON STOCK
2018-10-22+152,445→ 353,958 total - Other
COMMON STOCK
2018-10-22−303,568→ 11,321 total(indirect: SEE NOTES)
Footnotes (2)
- [F1]SHARES DISTRIBUTED BY KAYNE ANDERSON CAPITAL ADVISORS, L.P. ("KACALP") TO ITS LIMITED PARTNERS (ON A PRO RATA BASIS.). AFTER GIVING EFFECT TO THAT DISTRIBUTION, KACALP OWNED NO SHARES OF KYN.
- [F2]A TOTAL OF 11,235 SHARES ARE OWNED BY KA ASSOCIATES, INC. ("KAA.") RICHARD KAYNE IS THE MAJORITY OWNER OF KAA. A TOTAL OF 86 SHARES ARE OWNED BY KA FUND ADVISORS, LLC ("KAFA.") MR. KAYNE IS THE INDIRECT MAJORITY OWNER OF KAFA. MR. KAYNE DISCLAIMS BENEFICIAL OWNERSHIP OF ALL SHARES HELD OR CONTROLLED BY KAA AND KAFA EXCEPT TO THE EXTENT OF HIS PECUNIARY INTEREST THEREIN.