4//SEC Filing
Kuang Zhong 4
Accession 0000899243-18-028080
CIK 0001603756other
Filed
Nov 1, 8:00 PM ET
Accepted
Nov 2, 7:26 PM ET
Size
18.6 KB
Accession
0000899243-18-028080
Insider Transaction Report
Form 4
Kuang Zhong
10% Owner
Transactions
- Conversion
Common Stock
2018-11-02+347,491→ 347,491 total(indirect: Zac and Cloud Holdings Ltd.) - Conversion
Common Stock
2018-11-02+187,500→ 884,853 total(indirect: Zac and Cloud Holdings Ltd.) - Conversion
Series A Preferred Stock
2018-11-02−150,000→ 0 total(indirect: Zac and Cloud Holdings Ltd.)→ Common Stock (347,491 underlying) - Conversion
Series B-1 Preferred Stock
2018-11-02−291,551→ 0 total(indirect: Zac and Cloud Holdings Ltd.)→ Common Stock (349,862 underlying) - Conversion
Series B-2 Preferred Stock
2018-11-02−156,250→ 0 total(indirect: Zac and Cloud Holdings Ltd.)→ Common Stock (187,500 underlying) - Conversion
Common Stock
2018-11-02+349,862→ 697,353 total(indirect: Zac and Cloud Holdings Ltd.)
Zac & Cloud Holdings LTD
10% Owner
Transactions
- Conversion
Common Stock
2018-11-02+187,500→ 884,853 total(indirect: Zac and Cloud Holdings Ltd.) - Conversion
Common Stock
2018-11-02+347,491→ 347,491 total(indirect: Zac and Cloud Holdings Ltd.) - Conversion
Series B-1 Preferred Stock
2018-11-02−291,551→ 0 total(indirect: Zac and Cloud Holdings Ltd.)→ Common Stock (349,862 underlying) - Conversion
Series A Preferred Stock
2018-11-02−150,000→ 0 total(indirect: Zac and Cloud Holdings Ltd.)→ Common Stock (347,491 underlying) - Conversion
Series B-2 Preferred Stock
2018-11-02−156,250→ 0 total(indirect: Zac and Cloud Holdings Ltd.)→ Common Stock (187,500 underlying) - Conversion
Common Stock
2018-11-02+349,862→ 697,353 total(indirect: Zac and Cloud Holdings Ltd.)
Footnotes (5)
- [F1]Reflects a 1.2-for-1 forward stock split of the Issuer's common stock effected on October 18, 2018.
- [F2]Effective upon the closing of the Issuer's initial public offering of its common stock under the Securities Act of 1933, as amended, each share of Series A preferred stock automatically converted into 2.31660 shares of the Issuer's common stock. The A preferred stock had no expiration date.
- [F3]The shares are held of record by Zac and Cloud Holdings Ltd. ("Cloud"). Zhong Kuang is the sole-shareholder of Cloud and has voting and dispositive power over the shares held by Cloud.
- [F4]Effective upon the closing of the Issuer's initial public offering of its common stock under the Securities Act of 1933, as amended, each share of Series B-1 preferred stock automatically converted into 1.2 shares of the Issuer's common stock. The B-1 preferred stock had no expiration date.
- [F5]Effective upon the closing of the Issuer's initial public offering of its common stock under the Securities Act of 1933, as amended, each share of Series B-2 preferred stock automatically converted into 1.2 shares of the Issuer's common stock. The B-2 preferred stock had no expiration date.
Documents
Issuer
Axonics Modulation Technologies, Inc.
CIK 0001603756
Entity typeother
Related Parties
1- filerCIK 0001757506
Filing Metadata
- Form type
- 4
- Filed
- Nov 1, 8:00 PM ET
- Accepted
- Nov 2, 7:26 PM ET
- Size
- 18.6 KB