SHAPIRO MARC J 4/A
4/A · Cadence Bancorporation · Filed Nov 5, 2018
Insider Transaction Report
Form 4/AAmended
SHAPIRO MARC J
Other
Transactions
- Purchase
Class A Common Stock, par value $0.01 per share
2017-04-19+23,000→ 23,000 total - Purchase
Class A Common Stock, par value $0.01 per share
2017-04-19+2,000→ 2,000 total(indirect: See footnote)
Footnotes (3)
- [F1]This amendment to the Reporting Person's Form 4 filed on April 19, 2017 is to correct the allocation of direct and indirect ownership of Class A common stock, par value $0.01 per share (the "Class A Common Stock") of Cadence Bancorporation purchased through a directed share program in connection with the initial public offering of the Class A Common Stock (the "IPO"), which closed on April 19, 2017. The 2,000 shares, now disclosed as being held indirectly, were previously disclosed as being held directly in the original Form 4 and two subsequent Forms 4 filed by the Reporting Person. This amendment does not reflect changes occurring after April 19, 2017, including but not limited to changes in ownership of Class A Common Stock and the relationship of the Reporting Person to Issuer.
- [F2]The shares of Class A Common Stock were purchased at the initial public offering price of $20.00 per share. The shares are subject to a lock up provision for a period of 180 days, as required under a lock-up agreement with the underwriters of the IPO.
- [F3]Held by a trust for the benefit of the Reporting Person's sister, for which the Reporting Person is the co-trustee and therefore may be deemed to be a beneficial owner of such shares.