4//SEC Filing
Northern Light Venture Capital, Ltd. 4
Accession 0000899243-18-028293
CIK 0001372414other
Filed
Nov 5, 7:00 PM ET
Accepted
Nov 6, 11:33 AM ET
Size
25.0 KB
Accession
0000899243-18-028293
Insider Transaction Report
Form 4
NORTHERN LIGHT VENTURE FUND L P
10% Owner
Transactions
- Other
Common Stock
2018-11-02−16,276→ 634,724 total(indirect: See footnote) - Other
Common Stock
2018-11-02−148,209→ 5,780,170 total(indirect: See footnote) - Other
Common Stock
2018-11-02−32,550→ 1,269,453 total(indirect: See footnote) - Other
Common Stock
2018-11-02+1,970→ 1,970 total(indirect: See footnote)
Northern Light Partners Fund, L.P.
10% Owner
Transactions
- Other
Common Stock
2018-11-02−32,550→ 1,269,453 total(indirect: See footnote) - Other
Common Stock
2018-11-02+1,970→ 1,970 total(indirect: See footnote) - Other
Common Stock
2018-11-02−148,209→ 5,780,170 total(indirect: See footnote) - Other
Common Stock
2018-11-02−16,276→ 634,724 total(indirect: See footnote)
Lee Jeffrey
10% Owner
Transactions
- Other
Common Stock
2018-11-02−148,209→ 5,780,170 total(indirect: See footnote) - Other
Common Stock
2018-11-02−16,276→ 634,724 total(indirect: See footnote) - Other
Common Stock
2018-11-02−32,550→ 1,269,453 total(indirect: See footnote) - Other
Common Stock
2018-11-02+1,970→ 1,970 total(indirect: See footnote)
DENG FENG
Director10% Owner
Transactions
- Other
Common Stock
2018-11-02−148,209→ 5,780,170 total(indirect: See footnote) - Other
Common Stock
2018-11-02+1,970→ 1,970 total(indirect: See footnote) - Other
Common Stock
2018-11-02−32,550→ 1,269,453 total(indirect: See footnote) - Other
Common Stock
2018-11-02−16,276→ 634,724 total(indirect: See footnote)
KE YAN
10% Owner
Transactions
- Other
Common Stock
2018-11-02−148,209→ 5,780,170 total(indirect: See footnote) - Other
Common Stock
2018-11-02+1,970→ 1,970 total(indirect: See footnote) - Other
Common Stock
2018-11-02−32,550→ 1,269,453 total(indirect: See footnote) - Other
Common Stock
2018-11-02−16,276→ 634,724 total(indirect: See footnote)
Northern Light Venture Capital, Ltd.
10% Owner
Transactions
- Other
Common Stock
2018-11-02−148,209→ 5,780,170 total(indirect: See footnote) - Other
Common Stock
2018-11-02−32,550→ 1,269,453 total(indirect: See footnote) - Other
Common Stock
2018-11-02−16,276→ 634,724 total(indirect: See footnote) - Other
Common Stock
2018-11-02+1,970→ 1,970 total(indirect: See footnote)
Northern Light Partners, L.P.
10% Owner
Transactions
- Other
Common Stock
2018-11-02−148,209→ 5,780,170 total(indirect: See footnote) - Other
Common Stock
2018-11-02−32,550→ 1,269,453 total(indirect: See footnote) - Other
Common Stock
2018-11-02−16,276→ 634,724 total(indirect: See footnote) - Other
Common Stock
2018-11-02+1,970→ 1,970 total(indirect: See footnote)
NORTHERN LIGHT STRATEGIC FUND L P
10% Owner
Transactions
- Other
Common Stock
2018-11-02−148,209→ 5,780,170 total(indirect: See footnote) - Other
Common Stock
2018-11-02−32,550→ 1,269,453 total(indirect: See footnote) - Other
Common Stock
2018-11-02−16,276→ 634,724 total(indirect: See footnote) - Other
Common Stock
2018-11-02+1,970→ 1,970 total(indirect: See footnote)
Footnotes (6)
- [F1]Shares held directly by Northern Light Venture Fund, L.P. ("NLVF"). Northern Light Partners, L.P., the general partner of NLVF, and Northern Light Venture Capital, Ltd., the general partner of Northern Light Partners, L.P., may each be deemed to have sole voting and dispositive power over the shares held by NLVF. Feng Deng, Jeffrey D. Lee and Yan Ke are the directors of Northern Light Venture Capital, Ltd. and may be deemed to share voting and dispositive power over the shares held by NLVF. Such persons and entities disclaim beneficial ownership of shares held by NLVF, except to the extent of any pecuniary interest therein.
- [F2]Shares held directly by Northern Light Strategic Fund, L.P. ("NLSF"). Northern Light Partners, L.P., the general partner of NLSF, and Northern Light Venture Capital, Ltd., the general partner of Northern Light Partners, L.P., may each be deemed to have sole voting and dispositive power over the shares held by NLSF. Feng Deng, Jeffrey D. Lee and Yan Ke are the directors of Northern Light Venture Capital, Ltd. and may be deemed to share voting and dispositive power over the shares held by NLSF. Such persons and entities disclaim beneficial ownership of shares held by NLSF, except to the extent of any pecuniary interest therein.
- [F3]Shares held directly by Northern Light Partners Fund, L.P. ("NLPF"). Northern Light Partners, L.P., the general partner of NLPF, and Northern Light Venture Capital, Ltd., the general partner of Northern Light Partners, L.P., may each be deemed to have sole voting and dispositive power over the shares held by NLPF. Feng Deng, Jeffrey D. Lee and Yan Ke are the directors of Northern Light Venture Capital, Ltd. and may be deemed to share voting and dispositive power over the shares held by NLPF. Such persons and entities disclaim beneficial ownership of shares held by NLPF, except to the extent of any pecuniary interest therein.
- [F4]Represents a pro-rata in-kind distribution, and not a purchase or sale, without additional consideration to its partners.
- [F5]Shares held directly by Northern Light Partners, L.P., the general partner of each of NLVF, NLSF and NLPF. Northern Light Venture Capital, Ltd., the general partner of Northern Light Partners, L.P., may be deemed to have sole voting and dispositive power over the shares held by Northern Light Partners, L.P. Feng Deng, Jeffrey D. Lee and Yan Ke are the directors of Northern Light Venture Capital, Ltd. and may be deemed to share voting and dispositive power over the shares held by Northern Light Partners, L.P. Such persons and entities disclaim beneficial ownership of shares held by Northern Light Partners, L.P., except to the extent of any pecuniary interest therein.
- [F6]Represents a pro-rata in-kind distribution, and not a purchase or sale, without additional consideration, from NLVF, NLSF and NLPF.
Documents
Issuer
AEROHIVE NETWORKS, INC
CIK 0001372414
Entity typeother
IncorporatedCayman Islands
Related Parties
1- filerCIK 0001587555
Filing Metadata
- Form type
- 4
- Filed
- Nov 5, 7:00 PM ET
- Accepted
- Nov 6, 11:33 AM ET
- Size
- 25.0 KB