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Northern Light Venture Capital, Ltd. 4

Accession 0000899243-18-028616

CIK 0001372414other
View on SEC.govCompany Profile

Filed

Nov 8, 7:00 PM ET

Accepted

Nov 9, 6:10 PM ET

Size

21.9 KB

Accession

0000899243-18-028616

Insider Transaction Report

Form 4
Period: 2018-11-06
AEROHIVE NETWORKS, INCHIVE
Northern Light Partners Fund, L.P.
10% Owner
Transactions
  • Other

    Common Stock

    2018-11-06−1,040→ 930 total(indirect: See footnote)
Holdings

  • Common Stock

    (indirect: See footnote)
    634,724

  • Common Stock

    (indirect: See footnote)
    1,269,453

  • Common Stock

    (indirect: See footnote)
    5,780,170
Northern Light Partners, L.P.
10% Owner
Transactions
  • Other

    Common Stock

    2018-11-06−1,040→ 930 total(indirect: See footnote)
Holdings

  • Common Stock

    (indirect: See footnote)
    1,269,453

  • Common Stock

    (indirect: See footnote)
    634,724

  • Common Stock

    (indirect: See footnote)
    5,780,170
NORTHERN LIGHT VENTURE FUND L P
10% Owner
Transactions
  • Other

    Common Stock

    2018-11-06−1,040→ 930 total(indirect: See footnote)
Holdings

  • Common Stock

    (indirect: See footnote)
    634,724

  • Common Stock

    (indirect: See footnote)
    5,780,170

  • Common Stock

    (indirect: See footnote)
    1,269,453
KE YAN
10% Owner
Transactions
  • Other

    Common Stock

    2018-11-06−1,040→ 930 total(indirect: See footnote)
Holdings

  • Common Stock

    (indirect: See footnote)
    1,269,453

  • Common Stock

    (indirect: See footnote)
    634,724

  • Common Stock

    (indirect: See footnote)
    5,780,170
Northern Light Venture Capital, Ltd.
10% Owner
Transactions
  • Other

    Common Stock

    2018-11-06−1,040→ 930 total(indirect: See footnote)
Holdings

  • Common Stock

    (indirect: See footnote)
    634,724

  • Common Stock

    (indirect: See footnote)
    5,780,170

  • Common Stock

    (indirect: See footnote)
    1,269,453
NORTHERN LIGHT STRATEGIC FUND L P
10% Owner
Transactions
  • Other

    Common Stock

    2018-11-06−1,040→ 930 total(indirect: See footnote)
Holdings

  • Common Stock

    (indirect: See footnote)
    1,269,453

  • Common Stock

    (indirect: See footnote)
    634,724

  • Common Stock

    (indirect: See footnote)
    5,780,170
DENG FENG
Director10% Owner
Transactions
  • Other

    Common Stock

    2018-11-06−1,040→ 930 total(indirect: See footnote)
Holdings

  • Common Stock

    (indirect: See footnote)
    5,780,170

  • Common Stock

    (indirect: See footnote)
    1,269,453

  • Common Stock

    (indirect: See footnote)
    634,724
Lee Jeffrey
10% Owner
Transactions
  • Other

    Common Stock

    2018-11-06−1,040→ 930 total(indirect: See footnote)
Holdings

  • Common Stock

    (indirect: See footnote)
    1,269,453

  • Common Stock

    (indirect: See footnote)
    5,780,170

  • Common Stock

    (indirect: See footnote)
    634,724
Footnotes (5)
  • [F1]Shares held directly by Northern Light Venture Fund, L.P. ("NLVF"). Northern Light Partners, L.P., the general partner of NLVF, and Northern Light Venture Capital, Ltd., the general partner of Northern Light Partners, L.P., may each be deemed to have sole voting and dispositive power over the shares held by NLVF. Feng Deng, Jeffrey D. Lee and Yan Ke are the directors of Northern Light Venture Capital, Ltd. and may be deemed to share voting and dispositive power over the shares held by NLVF. Such persons and entities disclaim beneficial ownership of shares held by NLVF, except to the extent of any pecuniary interest therein.
  • [F2]Shares held directly by Northern Light Strategic Fund, L.P. ("NLSF"). Northern Light Partners, L.P., the general partner of NLSF, and Northern Light Venture Capital, Ltd., the general partner of Northern Light Partners, L.P., may each be deemed to have sole voting and dispositive power over the shares held by NLSF. Feng Deng, Jeffrey D. Lee and Yan Ke are the directors of Northern Light Venture Capital, Ltd. and may be deemed to share voting and dispositive power over the shares held by NLSF. Such persons and entities disclaim beneficial ownership of shares held by NLSF, except to the extent of any pecuniary interest therein.
  • [F3]Shares held directly by Northern Light Partners Fund, L.P. ("NLPF"). Northern Light Partners, L.P., the general partner of NLPF, and Northern Light Venture Capital, Ltd., the general partner of Northern Light Partners, L.P., may each be deemed to have sole voting and dispositive power over the shares held by NLPF. Feng Deng, Jeffrey D. Lee and Yan Ke are the directors of Northern Light Venture Capital, Ltd. and may be deemed to share voting and dispositive power over the shares held by NLPF. Such persons and entities disclaim beneficial ownership of shares held by NLPF, except to the extent of any pecuniary interest therein.
  • [F4]Represents a pro-rata in-kind distribution, and not a purchase or sale, without additional consideration to its partners.
  • [F5]Shares held directly by Northern Light Partners, L.P., the general partner of each of NLVF, NLSF and NLPF. Northern Light Venture Capital, Ltd., the general partner of Northern Light Partners, L.P., may be deemed to have sole voting and dispositive power over the shares held by Northern Light Partners, L.P. Feng Deng, Jeffrey D. Lee and Yan Ke are the directors of Northern Light Venture Capital, Ltd. and may be deemed to share voting and dispositive power over the shares held by Northern Light Partners, L.P. Such persons and entities disclaim beneficial ownership of shares held by Northern Light Partners, L.P., except to the extent of any pecuniary interest therein.

Documents

1 file

Issuer

AEROHIVE NETWORKS, INC

CIK 0001372414

→
Entity typeother
IncorporatedCayman Islands

Related Parties

1
  • filerCIK 0001587555

Filing Metadata

Form type
4
Filed
Nov 8, 7:00 PM ET
Accepted
Nov 9, 6:10 PM ET
Size
21.9 KB
View on SEC.gov