Vapotherm Investors, LLC 3
3 · VAPOTHERM INC · Filed Nov 13, 2018
Insider Transaction Report
Form 3
VAPOTHERM INCVAPO
Vapotherm Investors, LLC
10% Owner
Holdings
Series C Convertible Preferred Stock
→ Common Stock (849,239 underlying)Series D Convertible Preferred Stock
→ Common Stock (1,073,655 underlying)Series A Convertible Preferred Stock
→ Common Stock (227,600 underlying)Series B Convertible Preferred Stock
→ Common Stock (75,700 underlying)Warrant to purchase Series A Convertible Preferred Stock
→ Series A Convertible Preferred Stock (42,857 underlying)
Footnotes (5)
- [F1]Series A Convertible Preferred Stock is convertible into shares of common stock at any time at the holder's election and automatically upon the consummation of a qualified public offering of the registrant. There is no expiration date for the Series A Convertible Preferred Stock.
- [F2]Series B Convertible Preferred Stock is convertible into shares of common stock at any time at the holder's election and automatically upon the consummation of a qualified public offering of the registrant. There is no expiration date for the Series B Convertible Preferred Stock.
- [F3]Series C Convertible Preferred Stock is convertible into shares of common stock at any time at the holder's election and automatically upon the consummation of a qualified public offering of the registrant. There is no expiration date for the Series C Convertible Preferred Stock.
- [F4]Series D Convertible Preferred Stock is convertible into shares of common stock at any time at the holder's election and automatically upon the consummation of a qualified public offering of the registrant. There is no expiration date for the Series D Convertible Preferred Stock.
- [F5]The warrants to purchase Series A Convertible Preferred Stock are exercisable at any time at the holder's election, and have an expiration date of September 7, 2022.