Kayne Anderson Sponsor, LLC 4

Accession 0000899243-18-028924

CIK 0001692787other

Filed

Nov 13, 7:00 PM ET

Accepted

Nov 14, 4:25 PM ET

Size

17.4 KB

Accession

0000899243-18-028924

Form 4

Period: 2018-11-09

10% Owner

Transactions

Conversion
CLASS A COMMON STOCK
2018-11-09$10.00/sh+2,000,000$20,000,000→ 2,000,000 total(indirect: SEE REMARKS)
Other
WARRANTS
2018-11-09$10.00/sh−3,182,140$31,821,400→ 3,182,141 total(indirect: SEE REMARKS)
Exercise: $10.00From: 2018-11-09Exp: 2023-11-09→ CLASS A COMMON (3,182,140 underlying)
Other
CLASS B COMMON
2018-11-09$10.00/sh−5,570,422$55,704,220→ 2,000,000 total(indirect: SEE REMARKS)
Exercise: $10.00From: 2018-11-09Exp: 2018-11-09→ CLASS A COMMON (5,570,422 underlying)
Other
CLASS B COMMON
2018-11-09$10.00/sh−2,000,000$20,000,000→ 0 total(indirect: SEE REMARKS)
Exercise: $10.00From: 2018-11-09Exp: 2018-11-09→ CLASS A COMMON (2,000,000 underlying)

10% Owner

Transactions

Other
WARRANTS
2018-11-09$10.00/sh−3,182,140$31,821,400→ 3,182,141 total(indirect: SEE REMARKS)
Exercise: $10.00From: 2018-11-09Exp: 2023-11-09→ CLASS A COMMON (3,182,140 underlying)
Conversion
CLASS A COMMON STOCK
2018-11-09$10.00/sh+2,000,000$20,000,000→ 2,000,000 total(indirect: SEE REMARKS)
Other
CLASS B COMMON
2018-11-09$10.00/sh−5,570,422$55,704,220→ 2,000,000 total(indirect: SEE REMARKS)
Exercise: $10.00From: 2018-11-09Exp: 2018-11-09→ CLASS A COMMON (5,570,422 underlying)
Other
CLASS B COMMON
2018-11-09$10.00/sh−2,000,000$20,000,000→ 0 total(indirect: SEE REMARKS)
Exercise: $10.00From: 2018-11-09Exp: 2018-11-09→ CLASS A COMMON (2,000,000 underlying)

10% Owner

Transactions

Conversion
CLASS A COMMON STOCK
2018-11-09$10.00/sh+2,000,000$20,000,000→ 2,000,000 total(indirect: SEE REMARKS)
Other
WARRANTS
2018-11-09$10.00/sh−3,182,140$31,821,400→ 3,182,141 total(indirect: SEE REMARKS)
Exercise: $10.00From: 2018-11-09Exp: 2023-11-09→ CLASS A COMMON (3,182,140 underlying)
Other
CLASS B COMMON
2018-11-09$10.00/sh−5,570,422$55,704,220→ 2,000,000 total(indirect: SEE REMARKS)
Exercise: $10.00From: 2018-11-09Exp: 2018-11-09→ CLASS A COMMON (5,570,422 underlying)
Other
CLASS B COMMON
2018-11-09$10.00/sh−2,000,000$20,000,000→ 0 total(indirect: SEE REMARKS)
Exercise: $10.00From: 2018-11-09Exp: 2018-11-09→ CLASS A COMMON (2,000,000 underlying)

10% Owner

Transactions

Conversion
CLASS A COMMON STOCK
2018-11-09$10.00/sh+2,000,000$20,000,000→ 2,000,000 total(indirect: SEE REMARKS)
Other
CLASS B COMMON
2018-11-09$10.00/sh−5,570,422$55,704,220→ 2,000,000 total(indirect: SEE REMARKS)
Exercise: $10.00From: 2018-11-09Exp: 2018-11-09→ CLASS A COMMON (5,570,422 underlying)
Other
CLASS B COMMON
2018-11-09$10.00/sh−2,000,000$20,000,000→ 0 total(indirect: SEE REMARKS)
Exercise: $10.00From: 2018-11-09Exp: 2018-11-09→ CLASS A COMMON (2,000,000 underlying)
Other
WARRANTS
2018-11-09$10.00/sh−3,182,140$31,821,400→ 3,182,141 total(indirect: SEE REMARKS)
Exercise: $10.00From: 2018-11-09Exp: 2023-11-09→ CLASS A COMMON (3,182,140 underlying)

Footnotes (3)

[F1]CONVERSION OF 2,000,000 SHARES OF CLASS B COMMON STOCK HELD BY KAYNE ANDERSON SPONSOR, LLC ("KAYNE SPONSOR"), WHICH IS CONTROLLED BY KAYNE ANDERSON CAPITAL ADVISORS, L.P.
[F2]AS PART OF THE BUSINESS COMBINATION TRANSACTION INVOLVING THE ISSUER,KAYNE SPONSOR REDEEMED WARRANTS EXERCISABLE FOR 3,182,140 SHARES OF CLASS A COMMON STOCK AND REISSUED/TRANSFERRED TO AN UNAFFILIATED THIRD PARTY SHAREHOLDER OF THE ISSUER.
[F3]AS PART OF THE BUSINESS COMBINATION TRANSACTION INVOLVING THE ISSUER,KAYNE SPONSOR REDEEMED 5,570 ,422 SHARES OF CLASS B COMMON STOCK AND REISSUED/TRANSFERRED TO AN UNAFFILIATED THIRD PARTY SHAREHOLDER OF THE ISSUER. THE REMAINING 2,000,000 SHARES OF CLASS B COMMON STOCK OWNED BY KAYNE SPONSOR WERE CONVERTED TO CLASS A COMMON STOCK.

Documents

1 file

Altus Midstream Co

CIK 0001692787

Entity typeother

IncorporatedDE