Vapotherm Investors, LLC 4
4 · VAPOTHERM INC · Filed Nov 20, 2018
Insider Transaction Report
Form 4
VAPOTHERM INCVAPO
Vapotherm Investors, LLC
10% Owner
Transactions
- Conversion
Common Stock
2018-11-16+2,042,595→ 2,042,595 total - Conversion
Series B Convertible Preferred Stock
2018-11-16−75,700→ 0 total→ Common Stock (75,700 underlying) - Conversion
Series C Convertible Preferred Stock
2018-11-16−849,239→ 0 total→ Common Stock (849,239 underlying) - Conversion
Series A Convertible Preferred Stock
2018-11-16−227,600→ 0 total→ Common Stock (227,600 underlying) - Conversion
Series D Convertible Preferred Stock
2018-11-16−890,056→ 0 total→ Common Stock (890,056 underlying) - Conversion
Series D-1 Convertible Preferred Stock
2018-11-16−208,752→ 0 total→ Common Stock (208,752 underlying) - Conversion
Common Stock
2018-11-16+208,752→ 2,251,347 total
Footnotes (2)
- [F1]Upon closing of the Issuer's initial public offering, each share of Series A Convertible Preferred Stock, Series B Convertible Preferred Stock, Series C Convertible Preferred Stock and Series D Convertible Preferred Stock automatically converted into one share of Common Stock without payment or further consideration. There was no expiration date for the Series A Convertible Preferred Stock, the Series B Convertible Preferred Stock, the Series C Convertible Preferred Stock or the Series D Convertible Preferred Stock.
- [F2]Upon closing of the Issuer's initial public offering, each share of Series D-1 Convertible Preferred Stock automatically converted into 1.137 shares of Common Stock without payment or further consideration. There was no expiration date for the Series D-1 Convertible Preferred Stock.