Thorndale Farm, Inc. 4
4 · Gogo Inc. · Filed Nov 28, 2018
Insider Transaction Report
Form 4
Gogo Inc.GOGO
Thorndale Farm, Inc.
10% Owner
Transactions
- Purchase
6.00% Convertible Senior Notes due 2022
2018-11-21$8000000.00/sh(indirect: See Footnote)Exercise: $6.00Exp: 2022-05-15→ Common Stock (1,333,334 underlying)
Footnotes (4)
- [F1]The 6.00% Convertible Senior Notes due 2022 become convertible on January 15, 2022 or earlier upon certain events.
- [F2]The 6.00% Convertible Senior Notes due 2022 are convertible into common stock at a conversion price equal to $6.00 per share of the issuer's common stock, subject to adjustment in certain events.
- [F3]Represent the aggregate purchase price for the 6.00% Convertible Senior Notes due 2022.
- [F4]Reflects 6.00% Convertible Senior Notes due 2022 held by Thorndale Farm Private Equity 2, LLC. Thorndale Farm, Inc. is the managing member of Thorndale Farm Private Equity 2, LLC and Mr. Thorne is Chief Executive Officer of Thorndale Farm, Inc. Thorndale Farm, Inc., as the managing member of Thorndale Farm Private Equity 2, LLC, and Mr. Thorne, as Chief Executive Officer of Thorndale Farm, Inc., may be deemed to have beneficial ownership of the 6.00% Convertible Senior Notes due 2022 held by Thorndale Farm Private Equity 2, LLC. Mr. Thorne and Thorndale Farm, Inc. disclaim beneficial ownership of such 6.00% Convertible Senior Notes due 2022 except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that Thorndale Form, Inc. or Mr. Thorne is the beneficial owner of such 6.00% Convertible Senior Notes due 2022 for purposes of Section 16 or for any other purpose.