4/A//SEC Filing
Kuperschmid Mark 4/A
Accession 0000899243-18-030068
CIK 0001675033other
Filed
Dec 3, 7:00 PM ET
Accepted
Dec 4, 5:33 PM ET
Size
6.1 KB
Accession
0000899243-18-030068
Insider Transaction Report
Form 4/AAmended
Kuperschmid Mark
Director
Transactions
- Purchase
Common Stock
2018-11-29$8.30/sh+4,000$33,200→ 12,768 total(indirect: By LLC)
Footnotes (3)
- [F1]The Form 4 filed on December 3, 2018 incorrectly reported the amount of securities the reporting person acquired on November 29, 2018. As a result of this error, the total amount of securities beneficially owned by the reporting person as of November 29, 2018 was incorrectly reported. As of the date of this filing, the reporting person owns 12,768 shares of common stock in Great Elm Capital Corp.
- [F2]The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of any of the reported shares for purposes of Section 16 or for any other purpose.
- [F3]The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.26 to $8.35, inclusive. The reporting person undertakes to provide to Great Elm Capital Corp. ("GECC"), any security holder of GECC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in herein.
Documents
Issuer
Great Elm Capital Corp.
CIK 0001675033
Entity typeother
Related Parties
1- filerCIK 0001688208
Filing Metadata
- Form type
- 4/A
- Filed
- Dec 3, 7:00 PM ET
- Accepted
- Dec 4, 5:33 PM ET
- Size
- 6.1 KB