Great Elm Capital Corp.·4

Dec 4, 5:36 PM ET

Kuperschmid Mark 4

4 · Great Elm Capital Corp. · Filed Dec 4, 2018

Insider Transaction Report

Form 4
Period: 2018-12-03
Transactions
  • Purchase

    Common Stock

    2018-12-03$8.30/sh+182$1,51112,950 total(indirect: By LLC)
  • Purchase

    Common Stock

    2018-12-04$8.35/sh+7,000$58,45019,950 total(indirect: By LLC)
Footnotes (2)
  • [F1]The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of any of the reported shares for purposes of Section 16 or for any other purpose.
  • [F2]The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.32 to $8.35, inclusive. The reporting person undertakes to provide to Great Elm Capital Corp. ("GECC"), any security holder of GECC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in herein.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION