Home/Filings/4/0000899243-18-030108
4//SEC Filing

Bellomo John Anthony 4

Accession 0000899243-18-030108

CIK 0001170534other

Filed

Dec 3, 7:00 PM ET

Accepted

Dec 4, 8:36 PM ET

Size

20.7 KB

Accession

0000899243-18-030108

Insider Transaction Report

Form 4
Period: 2018-11-30
Transactions
  • Disposition to Issuer

    Restricted Stock Units

    2018-11-307500 total
    Exercise: $0.00Common Shares (750 underlying)
  • Disposition to Issuer

    Common Shares

    2018-11-30$11.15/sh9,501$105,9360 total
  • Disposition to Issuer

    Restricted Stock Units

    2018-11-307750 total
    Exercise: $0.00Common Shares (775 underlying)
  • Disposition to Issuer

    Restricted Stock Units

    2018-11-3018,7500 total
    Exercise: $0.00Common Shares (18,750 underlying)
  • Disposition to Issuer

    Restricted Stock Units

    2018-11-3020,0000 total
    Exercise: $0.00Common Shares (20,000 underlying)
  • Disposition to Issuer

    Options (Common Shares)

    2018-11-303,3000 total
    Exercise: $9.70Exp: 2022-03-05Common Shares (3,300 underlying)
  • Disposition to Issuer

    Restricted Stock Units

    2018-11-303,0000 total
    Exercise: $0.00Common Shares (3,000 underlying)
Footnotes (10)
  • [F1]On November 30, 2018 (the "Closing Date"), MLN AcquisitionCo ULC (the "Purchaser") acquired all of the outstanding common shares of Mitel Networks Corporation (the "Issuer") under a plan of arrangement under the Canada Business Corporations Act (the "Plan of Arrangement"), and Issuer became a wholly owned subsidiary of the Purchaser, an entity currently owned and controlled by funds affiliated with Searchlight Capital Partners, L.P., a private equity investment group.
  • [F10]Pursuant to the Plan of Arrangement, each Non-Exercisable RSU was cancelled in exchange for the right to receive US$11.15 in cash, less any applicable withholding taxes, following the date such Non-Exercisable RSUs would have vested in accordance with their terms, subject to the Reporting Person's continued employment through such date.
  • [F2]Pursuant to the Plan of Arrangement, each common share was transferred to the Purchaser in exchange for the right to receive US$11.15 in cash, without interest and less any applicable withholding taxes.
  • [F3]Represents 3,300 options to purchase common shares (the "Options"), of which 2,887 were fully exercisable as of the Closing Date and the remaining 413 Options would have vested on March 5, 2019.
  • [F4]Pursuant to the Plan of Arrangement, Options were cancelled in exchange for the right to receive an amount equal to the excess, if any, of US$11.15 over the exercise price of such option, less any applicable withholding taxes.
  • [F5]Represents 775 common shares underlying 775 restricted stock units (each an "RSU") granted on March 5, 2015. None of these RSUs were fully exercisable as of the Closing Date (each a "Non-Exercisable RSU") and all of them would have vested on March 5, 2019.
  • [F6]Represents 3,000 common shares underlying 3,000 RSUs granted on March 4, 2016. As of the Closing Date, all of these RSUs were Non-Exercisable RSUs and would have vested in two equal installments on March 4, 2019 and March 4, 2020.
  • [F7]Represents 18,750 common shares underlying 18,750 RSUs granted on March 1, 2017. As of the Closing Date, all of these RSUs were Non-Exercisable RSUs and would have vested in three equal installments on March 1, 2019, March 1, 2020 and March 1, 2021.
  • [F8]Represents 750 common shares underlying 750 RSUs granted on April 7, 2017. As of the Closing Date, all of these RSUs were Non-Exercisable RSUs and would have vested in three equal installments on April 7, 2019, April 7, 2020 and April 7, 2021.
  • [F9]Represents 20,000 common shares underlying 20,000 RSUs granted on February 28, 2018. As of the Closing Date, all of these RSUs were Non-Exercisable RSUs and would have vested in four equal installments annually starting February 28, 2019.

Issuer

MITEL NETWORKS CORP

CIK 0001170534

Entity typeother

Related Parties

1
  • filerCIK 0001692663

Filing Metadata

Form type
4
Filed
Dec 3, 7:00 PM ET
Accepted
Dec 4, 8:36 PM ET
Size
20.7 KB