4//SEC Filing
Carter Russell Davis III 4
Accession 0000899243-18-030358
CIK 0001331520other
Filed
Dec 6, 7:00 PM ET
Accepted
Dec 7, 1:52 PM ET
Size
11.7 KB
Accession
0000899243-18-030358
Insider Transaction Report
Form 4
Carter Russell Davis III
Centennial Bank Regional Pres.
Transactions
- Discretionary Transaction
Common Stock
2018-12-04$18.12/sh+1,000.916$18,137→ 6,926.057 total(indirect: By 401(k))
Holdings
- 40,000
Performance Stock Option
Exercise: $18.46Exp: 2025-08-23→ Common Stock (40,000 underlying) - 19,591.648
Common Stock
- 6,667
Common Stock - Restricted
- 25,000
Common Stock - Performance
- 20,000
Performance Stock Option
Exercise: $23.32Exp: 2028-07-19→ Common Stock (20,000 underlying) - 5,234(indirect: By IRA)
Common Stock
Footnotes (7)
- [F1]Reflects the dollar value of the reporting person's units in a unitized stock fund under the Home BancShares, Inc. 401(k) Plan as of December 4, 2018, divided by the closing price of Home BancShares common stock on that date. The unitized stock fund consists of Home BancShares common stock and a reserve of cash in amounts that vary from time to time.
- [F2]Includes the vested portion of restricted stock granted on August 24, 2015 which vests in 33 1/3% installments over five years beginning on the third anniversary of the award date. The restricted stock vested on August 24, 2018.
- [F3]Restricted Stock granted on August 24, 2015 will vest in 33 1/3% installments over five years beginning on the third anniversary of the award date. The stock began vesting in 33 1/3% installments on August 24, 2018.
- [F4]The Performance Stock awarded on July 19, 2018 will vest in 33 1/3% installments over three years beginning on the third annual anniversary of the date that the performance goal is met.
- [F5]The Performance Stock awarded on August 24, 2015 will vest in 33 1/3% installments over five years beginning on the third annual anniversary of the date that the performance goal is met. The performance goal was met on December 31, 2016 and will therefore begin vesting in 33 1/3% installments on December 31, 2019.
- [F6]The Performance Stock Option awarded on July 19, 2018 is exercisable in five equal annual installments beginning on the first annual anniversary of the date that the performance goal is met.
- [F7]Once the performance goal has been met, the Performance Stock Option awarded on August 24, 2015 is exercisable in seven equal annual installments beginning on the first annual anniversary of the award date. The performance goal was met on December 31, 2016. Therefore, the first installment became exercisable on August 24, 2016.
Documents
Issuer
HOME BANCSHARES INC
CIK 0001331520
Entity typeother
Related Parties
1- filerCIK 0001577476
Filing Metadata
- Form type
- 4
- Filed
- Dec 6, 7:00 PM ET
- Accepted
- Dec 7, 1:52 PM ET
- Size
- 11.7 KB