4/A//SEC Filing
KAYNE RICHARD A 4/A
Accession 0000899243-18-031807
CIK 0001692787other
Filed
Dec 26, 7:00 PM ET
Accepted
Dec 27, 4:06 PM ET
Size
11.3 KB
Accession
0000899243-18-031807
Insider Transaction Report
Form 4/AAmended
KAYNE RICHARD A
10% Owner
Transactions
- Other
WARRANTS
2018-12-21−1,122,020→ 1,122,020 totalExercise: $10.00From: 2018-11-09Exp: 2023-11-09→ CLASS A COMMON (1,122,020 underlying) - Other
CLASS A COMMON STOCK
2018-12-21$7.63/sh−2,000,000$15,260,000→ 14,318,000 total(indirect: See Footnote) - Other
CLASS A COMMON STOCK
2018-12-21$7.63/sh+756,661$5,773,323→ 956,661 total
KAYNE ANDERSON CAPITAL ADVISORS LP
10% Owner
Transactions
- Other
CLASS A COMMON STOCK
2018-12-21$7.63/sh−2,000,000$15,260,000→ 14,318,000 total(indirect: See Footnote) - Other
CLASS A COMMON STOCK
2018-12-21$7.63/sh+756,661$5,773,323→ 956,661 total - Other
WARRANTS
2018-12-21−1,122,020→ 1,122,020 totalExercise: $10.00From: 2018-11-09Exp: 2023-11-09→ CLASS A COMMON (1,122,020 underlying)
Footnotes (3)
- [F1]DISTRIBUTION OF CLASS A COMMON STOCK AND WARRANTS BY KAYNE ANDERSON SPONSOR LLC TO ITS EQUITY OWNERS INCLUDING KAYNE ANDERSON CAPITAL ADVISORS, L.P. ("KACALP"), AND RICHARD A. KAYNE. UNLESS RECEIVED BY KACALP OR RICHARD A. KAYNE, DISTRIBUTED SECURITIES NO LONGER REPORTABLE BY KACALP OR RICHARD A. KAYNE.
- [F2]TOTAL BENEFICIALLY OWNED NOW INCLUDES 556,661 SHARES HELD DIRECTLY BY KACALP AND 400,000 SHARES HELD DIRECTLY BY RICHARD A. KAYNE IN A FAMILY TRUST.
- [F3]TOTAL BENEFICIALLY OWNED REFLECTS DISTRIBUTION BY KAYNE ANDERSON SPONSOR, LLC TO ITS EQUITY OWNERS OF WARRANTS TO PURCHASE 3,182,141 SHARES OF CLASS A COMMON STOCK NO LONGER BENEFICIALLY OWNED BY REPORTING PERSON EXCEPT TO THE EXTENT RECEIVED IN THAT DISTRIBUTION.
Documents
Issuer
Altus Midstream Co
CIK 0001692787
Entity typeother
Related Parties
1- filerCIK 0000884413
Filing Metadata
- Form type
- 4/A
- Filed
- Dec 26, 7:00 PM ET
- Accepted
- Dec 27, 4:06 PM ET
- Size
- 11.3 KB