4//SEC Filing
Gates Jeffrey L 4
Accession 0000899243-19-000145
CIK 0001403853other
Filed
Jan 1, 7:00 PM ET
Accepted
Jan 2, 5:46 PM ET
Size
16.8 KB
Accession
0000899243-19-000145
Insider Transaction Report
Form 4
Gates Capital Management GP, LLC
10% Owner
Transactions
- Exercise of In-Money
Common Stock
2018-12-28$9.61/sh+1,500,396$14,418,806→ 6,927,674 total - Purchase
Common Stock
2019-01-02$9.25/sh+9,683$89,607→ 7,045,370 total - Purchase
Common Stock
2018-12-28$9.61/sh+108,013$1,038,005→ 7,035,687 total - Exercise of In-Money
Subscription Rights (right to buy)
2018-12-28−1,500,396→ 0 totalExercise: $9.61From: 2018-12-10Exp: 2018-12-28→ Common Stock (1,500,396 underlying)
Gates Capital Management, L.P.
10% Owner
Transactions
- Purchase
Common Stock
2018-12-28$9.61/sh+108,013$1,038,005→ 7,035,687 total - Exercise of In-Money
Common Stock
2018-12-28$9.61/sh+1,500,396$14,418,806→ 6,927,674 total - Exercise of In-Money
Subscription Rights (right to buy)
2018-12-28−1,500,396→ 0 totalExercise: $9.61From: 2018-12-10Exp: 2018-12-28→ Common Stock (1,500,396 underlying) - Purchase
Common Stock
2019-01-02$9.25/sh+9,683$89,607→ 7,045,370 total
Gates Capital Management, Inc.
10% Owner
Transactions
- Exercise of In-Money
Subscription Rights (right to buy)
2018-12-28−1,500,396→ 0 totalExercise: $9.61From: 2018-12-10Exp: 2018-12-28→ Common Stock (1,500,396 underlying) - Purchase
Common Stock
2019-01-02$9.25/sh+9,683$89,607→ 7,045,370 total - Purchase
Common Stock
2018-12-28$9.61/sh+108,013$1,038,005→ 7,035,687 total - Exercise of In-Money
Common Stock
2018-12-28$9.61/sh+1,500,396$14,418,806→ 6,927,674 total
Gates Jeffrey L
10% Owner
Transactions
- Purchase
Common Stock
2019-01-02$9.25/sh+9,683$89,607→ 7,045,370 total - Exercise of In-Money
Common Stock
2018-12-28$9.61/sh+1,500,396$14,418,806→ 6,927,674 total - Exercise of In-Money
Subscription Rights (right to buy)
2018-12-28−1,500,396→ 0 totalExercise: $9.61From: 2018-12-10Exp: 2018-12-28→ Common Stock (1,500,396 underlying) - Purchase
Common Stock
2018-12-28$9.61/sh+108,013$1,038,005→ 7,035,687 total
Footnotes (2)
- [F1]Gates Capital Management, L.P. ("Gates Capital"), acts as the investment manager to certain funds directly holding common stock, par value $0.01, of the issuer (the "Gates Capital Funds"). Gates Capital Management GP, LLC (the "General Partner") is the general partner of Gates Capital, with respect to the shares of common stock directly held by the Gates Capital Funds. Gates Capital Management, Inc. ("the Corporation"), is the managing member of the General Partner with respect to the shares of common stock directly held by the Gates Capital Funds. Jeffrey L. Gates serves as President of the Corporation with respect to the shares of common stock directly held by the Gates Capital Funds.
- [F2]Each of Gates Capital, the General Partner, the Corporation and Jeffrey L. Gates, may be deemed to share beneficial ownership of the common stock of the issuer held by the Funds. Each of Gates Capital, the General Partner, the Corporation and Jeffrey L. Gates, disclaims beneficial ownership of the common stock held by the Funds except to the extent of its pecuniary interests.
Documents
Issuer
Nuverra Environmental Solutions, Inc.
CIK 0001403853
Entity typeother
Related Parties
1- filerCIK 0001394416
Filing Metadata
- Form type
- 4
- Filed
- Jan 1, 7:00 PM ET
- Accepted
- Jan 2, 5:46 PM ET
- Size
- 16.8 KB