4//SEC Filing
Balak Salesh 4
Accession 0000899243-19-001114
CIK 0001279695other
Filed
Jan 13, 7:00 PM ET
Accepted
Jan 14, 1:54 PM ET
Size
19.2 KB
Accession
0000899243-19-001114
Insider Transaction Report
Form 4
Balak Salesh
Chief Financial Officier
Transactions
- Exercise/Conversion
Common Stock
2018-11-16+25,000→ 124,058 total - Exercise/Conversion
Stock Option (Right to Buy)
2018-11-16−25,000→ 0 totalExercise: $0.00Exp: 2018-11-17→ Common Stock (25,000 underlying) - Award
Common Stock
2018-12-14+4,166→ 128,224 total
Holdings
- 721,000
Stock Option (Right to Buy)
Exercise: $0.50Exp: 2023-04-20→ Common Stock (721,000 underlying) - 40,000
Stock Option (Right to Buy)
Exercise: $0.00Exp: 2022-01-29→ Common Stock (40,000 underlying) - 40,000
Stock Option (Right to Buy)
Exercise: $0.00Exp: 2020-12-11→ Common Stock (40,000 underlying) - 73,334
Stock Option (Right to Buy)
Exercise: $0.00Exp: 2019-06-28→ Common Stock (73,334 underlying) - 216,300
Stock Option (Right to Buy)
Exercise: $0.50Exp: 2024-02-27→ Common Stock (216,300 underlying) - 25,000
Stock Option (Right to Buy)
Exercise: $0.00Exp: 2019-11-12→ Common Stock (25,000 underlying) - 100,000
Stock Option (Right to Buy)
Exercise: $1.72Exp: 2019-11-09→ Common Stock (100,000 underlying)
Footnotes (10)
- [F1]The price reported is stated in Australian dollars.
- [F10]Includes (i) 118,528 shares in the form of CDIs Mr. Balak holds directly and (ii) 9,696 restricted fully paid shares.
- [F2]13,333 stock options vested and became exercisable on 12/31/2015, 13,333 stock options vested and became exercisable on 12/31/2016, and 13,334 stock options vested and became exercisable on 12/31/2017.
- [F3]13,333 stock options vested and became exercisable on 12/31/2014, 13,333 stock options vested and became exercisable on 12/31/2015, and 13,334 stock options vested and became exercisable on 12/31/2016.
- [F4]8,333 stock options vested and became exercisable on 12/31/2013, 8,333 stock options vested and became exercisable on 12/31/2014, and 8,334 stock options vested and became exercisable on 12/31/2015.
- [F5]8,333 stock options vested and became exercisable on 12/31/2012, 8,333 stock options vested and became exercisable on 12/31/2013, and 8,334 stock options vested and became exercisable on 12/31/2014. These options were all exercised on 11/16/2018.
- [F6]1/3 of the stock options vested and became exercisable on 12/31/2010, 1/3 of the stock options vested and became exercisable on 12/31/2011 and the remaining stock options vested and became exercisable on 12/31/2012.
- [F7]10,000 stock options vested and became exercisable on 12/31/2010 and were exercised on 11/10/2011. 21,666 stock options vested and became exercisable on 12/31/11 and were exercised on 08/27/2012, 35,000 stock options vested and became exercisable on 12/31/2012, 25,000 stock options vested and became exercisable on 12/31/2013, and 13,334 stock options vested and became exercisable on 12/31/2014.
- [F8]206,000 of the stock options vested and became exercisable on October 5, 2016, 412,000 of the stock options vested and became exercisable on December 31, 2016 and 103,000 of the stock options vested and became exercisable on February 23, 2017.
- [F9]216,300 stock options vested and became exercisable on December 31, 2017.
Documents
Issuer
UNIVERSAL BIOSENSORS INC
CIK 0001279695
Entity typeother
Related Parties
1- filerCIK 0001397500
Filing Metadata
- Form type
- 4
- Filed
- Jan 13, 7:00 PM ET
- Accepted
- Jan 14, 1:54 PM ET
- Size
- 19.2 KB