MOBIUS VI LLC 3
3 · Bloom Energy Corp · Filed Jan 23, 2019
Insider Transaction Report
Form 3
MOBIUS VI LLC
10% Owner
Holdings
- (indirect: By Mobius Technology Ventures VI, L.P.)
Series C Convertible Preferred Stock
→ Class B Common Stock (1,358,073 underlying) - (indirect: By Mobius Technology Ventures VI, L.P.)
Series D Convertible Preferred Stock
→ Class B Common Stock (28,812 underlying) - (indirect: By Mobius Technology Ventures VI, L.P.)
Series E Convertible Preferred Stock
→ Class B Common Stock (36,778 underlying) - (indirect: By Mobius Technology Ventures VI, L.P.)
Series F Convertible Preferred Stock
→ Class B Common Stock (4,180 underlying) - (indirect: By SOFTBANK U.S. Ventures VI L.P.)
Series C Convertible Preferred Stock
→ Class B Common Stock (1,456,582 underlying) - (indirect: By SOFTBANK U.S. Ventures VI L.P.)
Series E Convertible Preferred Stock
→ Class B Common Stock (39,446 underlying) - (indirect: By SOFTBANK U.S. Ventures VI L.P.)
Series F Convertible Preferred Stock
→ Class B Common Stock (4,484 underlying) - (indirect: By Mobius Technology Ventures Side Fund VI L.P.)
Series C Convertible Preferred Stock
→ Class B Common Stock (55,540 underlying) - (indirect: By Mobius Technology Ventures Side Fund VI L.P.)
Series D Convertible Preferred Stock
→ Class B Common Stock (1,178 underlying) - (indirect: By Mobius Technology Ventures Side Fund VI L.P.)
Series E Convertible Preferred Stock
→ Class B Common Stock (1,504 underlying) - (indirect: By Mobius Technology Ventures Side Fund VI L.P.)
Series F Convertible Preferred Stock
→ Class B Common Stock (170 underlying) - (indirect: By Mobius Technology Ventures Advisors Fund VI L.P.)
Series C Convertible Preferred Stock
→ Class B Common Stock (52,908 underlying) - (indirect: By Mobius Technology Ventures Advisors Fund VI L.P.)
Series D Convertible Preferred Stock
→ Class B Common Stock (1,122 underlying) - (indirect: By Mobius Technology Ventures Advisors Fund VI L.P.)
Series E Convertible Preferred Stock
→ Class B Common Stock (1,432 underlying) - (indirect: By SOFTBANK U.S. Ventures VI L.P.)
Series D Convertible Preferred Stock
→ Class B Common Stock (30,902 underlying) - (indirect: By Mobius Technology Ventures Advisors Fund VI L.P.)
Series F Convertible Preferred Stock
→ Class B Common Stock (162 underlying)
Footnotes (7)
- [F1]The shares of Series C Convertible Preferred Stock, Series D Convertible Preferred Stock, Series E Convertible Preferred Stock and Series F Convertible Preferred Stock have no expiration date and are convertible at any time at the election of the holder and will automatically convert into shares of Class B Common Stock in connection with the Issuer's initial public offering ("IPO").
- [F2]The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis at the holder's option or upon any transfer except for certain permitted transfers. All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of the closing of Issuer's IPO, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Issuer's Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar.
- [F3]The securities are held by Mobius Technology Ventures VI, L.P. ("Mobius Technology VI").
- [F4]The securities are held by SOFTBANK U.S. Ventures VI, L.P. ("Softbank").
- [F5]The securities are held by Mobius Technology Ventures Side Fund VI, L.P. ("Mobius Side Fund").
- [F6]The securities are held by Mobius Technology Ventures Advisors Fund VI, L.P. ("Mobius Advisors Fund").
- [F7]Mobius VI LLC ("Mobius VI") is the General Partner of Mobius Technology VI, Softbank, Mobius Side Fund and Mobius Advisors Fund (collectively, the "Mobius Funds"). Mobius VI may be deemed to indirectly beneficially own the securities owned by the Mobius Funds. Bradley A. Feld and Jason A. Mendelson are Managing Directors of Mobius VI and each share voting and dispositive power over the securities held by Mobius Funds. Each disclaims beneficial ownership of these securities except to the extent of his or its respective pecuniary interest therein.