Home/Filings/3/0000899243-19-001801
3//SEC Filing

MOBIUS VI LLC 3

Accession 0000899243-19-001801

CIK 0001664703other

Filed

Jan 22, 7:00 PM ET

Accepted

Jan 23, 8:38 PM ET

Size

35.9 KB

Accession

0000899243-19-001801

Insider Transaction Report

Form 3
Period: 2018-07-24
Holdings
  • Series D Convertible Preferred Stock

    (indirect: By Mobius Technology Ventures VI, L.P.)
    Class B Common Stock (28,812 underlying)
  • Series D Convertible Preferred Stock

    (indirect: By Mobius Technology Ventures Side Fund VI L.P.)
    Class B Common Stock (1,178 underlying)
  • Series F Convertible Preferred Stock

    (indirect: By Mobius Technology Ventures Side Fund VI L.P.)
    Class B Common Stock (170 underlying)
  • Series E Convertible Preferred Stock

    (indirect: By Mobius Technology Ventures Advisors Fund VI L.P.)
    Class B Common Stock (1,432 underlying)
  • Series E Convertible Preferred Stock

    (indirect: By SOFTBANK U.S. Ventures VI L.P.)
    Class B Common Stock (39,446 underlying)
  • Series E Convertible Preferred Stock

    (indirect: By Mobius Technology Ventures VI, L.P.)
    Class B Common Stock (36,778 underlying)
  • Series D Convertible Preferred Stock

    (indirect: By SOFTBANK U.S. Ventures VI L.P.)
    Class B Common Stock (30,902 underlying)
  • Series D Convertible Preferred Stock

    (indirect: By Mobius Technology Ventures Advisors Fund VI L.P.)
    Class B Common Stock (1,122 underlying)
  • Series F Convertible Preferred Stock

    (indirect: By Mobius Technology Ventures Advisors Fund VI L.P.)
    Class B Common Stock (162 underlying)
  • Series F Convertible Preferred Stock

    (indirect: By Mobius Technology Ventures VI, L.P.)
    Class B Common Stock (4,180 underlying)
  • Series E Convertible Preferred Stock

    (indirect: By Mobius Technology Ventures Side Fund VI L.P.)
    Class B Common Stock (1,504 underlying)
  • Series C Convertible Preferred Stock

    (indirect: By Mobius Technology Ventures Advisors Fund VI L.P.)
    Class B Common Stock (52,908 underlying)
  • Series C Convertible Preferred Stock

    (indirect: By Mobius Technology Ventures VI, L.P.)
    Class B Common Stock (1,358,073 underlying)
  • Series C Convertible Preferred Stock

    (indirect: By SOFTBANK U.S. Ventures VI L.P.)
    Class B Common Stock (1,456,582 underlying)
  • Series F Convertible Preferred Stock

    (indirect: By SOFTBANK U.S. Ventures VI L.P.)
    Class B Common Stock (4,484 underlying)
  • Series C Convertible Preferred Stock

    (indirect: By Mobius Technology Ventures Side Fund VI L.P.)
    Class B Common Stock (55,540 underlying)
Holdings
  • Series C Convertible Preferred Stock

    (indirect: By Mobius Technology Ventures VI, L.P.)
    Class B Common Stock (1,358,073 underlying)
  • Series E Convertible Preferred Stock

    (indirect: By Mobius Technology Ventures VI, L.P.)
    Class B Common Stock (36,778 underlying)
  • Series D Convertible Preferred Stock

    (indirect: By SOFTBANK U.S. Ventures VI L.P.)
    Class B Common Stock (30,902 underlying)
  • Series F Convertible Preferred Stock

    (indirect: By SOFTBANK U.S. Ventures VI L.P.)
    Class B Common Stock (4,484 underlying)
  • Series C Convertible Preferred Stock

    (indirect: By Mobius Technology Ventures Advisors Fund VI L.P.)
    Class B Common Stock (52,908 underlying)
  • Series E Convertible Preferred Stock

    (indirect: By Mobius Technology Ventures Advisors Fund VI L.P.)
    Class B Common Stock (1,432 underlying)
  • Series D Convertible Preferred Stock

    (indirect: By Mobius Technology Ventures VI, L.P.)
    Class B Common Stock (28,812 underlying)
  • Series C Convertible Preferred Stock

    (indirect: By SOFTBANK U.S. Ventures VI L.P.)
    Class B Common Stock (1,456,582 underlying)
  • Series C Convertible Preferred Stock

    (indirect: By Mobius Technology Ventures Side Fund VI L.P.)
    Class B Common Stock (55,540 underlying)
  • Series E Convertible Preferred Stock

    (indirect: By Mobius Technology Ventures Side Fund VI L.P.)
    Class B Common Stock (1,504 underlying)
  • Series D Convertible Preferred Stock

    (indirect: By Mobius Technology Ventures Side Fund VI L.P.)
    Class B Common Stock (1,178 underlying)
  • Series F Convertible Preferred Stock

    (indirect: By Mobius Technology Ventures Side Fund VI L.P.)
    Class B Common Stock (170 underlying)
  • Series D Convertible Preferred Stock

    (indirect: By Mobius Technology Ventures Advisors Fund VI L.P.)
    Class B Common Stock (1,122 underlying)
  • Series F Convertible Preferred Stock

    (indirect: By Mobius Technology Ventures VI, L.P.)
    Class B Common Stock (4,180 underlying)
  • Series E Convertible Preferred Stock

    (indirect: By SOFTBANK U.S. Ventures VI L.P.)
    Class B Common Stock (39,446 underlying)
  • Series F Convertible Preferred Stock

    (indirect: By Mobius Technology Ventures Advisors Fund VI L.P.)
    Class B Common Stock (162 underlying)
MOBIUS VI LLC
10% Owner
Holdings
  • Series C Convertible Preferred Stock

    (indirect: By Mobius Technology Ventures VI, L.P.)
    Class B Common Stock (1,358,073 underlying)
  • Series D Convertible Preferred Stock

    (indirect: By Mobius Technology Ventures VI, L.P.)
    Class B Common Stock (28,812 underlying)
  • Series E Convertible Preferred Stock

    (indirect: By Mobius Technology Ventures VI, L.P.)
    Class B Common Stock (36,778 underlying)
  • Series F Convertible Preferred Stock

    (indirect: By Mobius Technology Ventures VI, L.P.)
    Class B Common Stock (4,180 underlying)
  • Series C Convertible Preferred Stock

    (indirect: By SOFTBANK U.S. Ventures VI L.P.)
    Class B Common Stock (1,456,582 underlying)
  • Series E Convertible Preferred Stock

    (indirect: By SOFTBANK U.S. Ventures VI L.P.)
    Class B Common Stock (39,446 underlying)
  • Series F Convertible Preferred Stock

    (indirect: By SOFTBANK U.S. Ventures VI L.P.)
    Class B Common Stock (4,484 underlying)
  • Series C Convertible Preferred Stock

    (indirect: By Mobius Technology Ventures Side Fund VI L.P.)
    Class B Common Stock (55,540 underlying)
  • Series D Convertible Preferred Stock

    (indirect: By Mobius Technology Ventures Side Fund VI L.P.)
    Class B Common Stock (1,178 underlying)
  • Series E Convertible Preferred Stock

    (indirect: By Mobius Technology Ventures Side Fund VI L.P.)
    Class B Common Stock (1,504 underlying)
  • Series F Convertible Preferred Stock

    (indirect: By Mobius Technology Ventures Side Fund VI L.P.)
    Class B Common Stock (170 underlying)
  • Series C Convertible Preferred Stock

    (indirect: By Mobius Technology Ventures Advisors Fund VI L.P.)
    Class B Common Stock (52,908 underlying)
  • Series D Convertible Preferred Stock

    (indirect: By Mobius Technology Ventures Advisors Fund VI L.P.)
    Class B Common Stock (1,122 underlying)
  • Series E Convertible Preferred Stock

    (indirect: By Mobius Technology Ventures Advisors Fund VI L.P.)
    Class B Common Stock (1,432 underlying)
  • Series D Convertible Preferred Stock

    (indirect: By SOFTBANK U.S. Ventures VI L.P.)
    Class B Common Stock (30,902 underlying)
  • Series F Convertible Preferred Stock

    (indirect: By Mobius Technology Ventures Advisors Fund VI L.P.)
    Class B Common Stock (162 underlying)
Holdings
  • Series C Convertible Preferred Stock

    (indirect: By SOFTBANK U.S. Ventures VI L.P.)
    Class B Common Stock (1,456,582 underlying)
  • Series D Convertible Preferred Stock

    (indirect: By Mobius Technology Ventures Side Fund VI L.P.)
    Class B Common Stock (1,178 underlying)
  • Series D Convertible Preferred Stock

    (indirect: By Mobius Technology Ventures VI, L.P.)
    Class B Common Stock (28,812 underlying)
  • Series F Convertible Preferred Stock

    (indirect: By Mobius Technology Ventures VI, L.P.)
    Class B Common Stock (4,180 underlying)
  • Series C Convertible Preferred Stock

    (indirect: By Mobius Technology Ventures Side Fund VI L.P.)
    Class B Common Stock (55,540 underlying)
  • Series E Convertible Preferred Stock

    (indirect: By Mobius Technology Ventures Side Fund VI L.P.)
    Class B Common Stock (1,504 underlying)
  • Series F Convertible Preferred Stock

    (indirect: By Mobius Technology Ventures Side Fund VI L.P.)
    Class B Common Stock (170 underlying)
  • Series C Convertible Preferred Stock

    (indirect: By Mobius Technology Ventures Advisors Fund VI L.P.)
    Class B Common Stock (52,908 underlying)
  • Series D Convertible Preferred Stock

    (indirect: By Mobius Technology Ventures Advisors Fund VI L.P.)
    Class B Common Stock (1,122 underlying)
  • Series F Convertible Preferred Stock

    (indirect: By Mobius Technology Ventures Advisors Fund VI L.P.)
    Class B Common Stock (162 underlying)
  • Series E Convertible Preferred Stock

    (indirect: By Mobius Technology Ventures VI, L.P.)
    Class B Common Stock (36,778 underlying)
  • Series D Convertible Preferred Stock

    (indirect: By SOFTBANK U.S. Ventures VI L.P.)
    Class B Common Stock (30,902 underlying)
  • Series E Convertible Preferred Stock

    (indirect: By SOFTBANK U.S. Ventures VI L.P.)
    Class B Common Stock (39,446 underlying)
  • Series F Convertible Preferred Stock

    (indirect: By SOFTBANK U.S. Ventures VI L.P.)
    Class B Common Stock (4,484 underlying)
  • Series E Convertible Preferred Stock

    (indirect: By Mobius Technology Ventures Advisors Fund VI L.P.)
    Class B Common Stock (1,432 underlying)
  • Series C Convertible Preferred Stock

    (indirect: By Mobius Technology Ventures VI, L.P.)
    Class B Common Stock (1,358,073 underlying)
Holdings
  • Series C Convertible Preferred Stock

    (indirect: By Mobius Technology Ventures VI, L.P.)
    Class B Common Stock (1,358,073 underlying)
  • Series F Convertible Preferred Stock

    (indirect: By Mobius Technology Ventures VI, L.P.)
    Class B Common Stock (4,180 underlying)
  • Series F Convertible Preferred Stock

    (indirect: By SOFTBANK U.S. Ventures VI L.P.)
    Class B Common Stock (4,484 underlying)
  • Series D Convertible Preferred Stock

    (indirect: By Mobius Technology Ventures Side Fund VI L.P.)
    Class B Common Stock (1,178 underlying)
  • Series D Convertible Preferred Stock

    (indirect: By Mobius Technology Ventures VI, L.P.)
    Class B Common Stock (28,812 underlying)
  • Series C Convertible Preferred Stock

    (indirect: By SOFTBANK U.S. Ventures VI L.P.)
    Class B Common Stock (1,456,582 underlying)
  • Series C Convertible Preferred Stock

    (indirect: By Mobius Technology Ventures Side Fund VI L.P.)
    Class B Common Stock (55,540 underlying)
  • Series E Convertible Preferred Stock

    (indirect: By Mobius Technology Ventures Side Fund VI L.P.)
    Class B Common Stock (1,504 underlying)
  • Series C Convertible Preferred Stock

    (indirect: By Mobius Technology Ventures Advisors Fund VI L.P.)
    Class B Common Stock (52,908 underlying)
  • Series E Convertible Preferred Stock

    (indirect: By Mobius Technology Ventures Advisors Fund VI L.P.)
    Class B Common Stock (1,432 underlying)
  • Series D Convertible Preferred Stock

    (indirect: By Mobius Technology Ventures Advisors Fund VI L.P.)
    Class B Common Stock (1,122 underlying)
  • Series F Convertible Preferred Stock

    (indirect: By Mobius Technology Ventures Advisors Fund VI L.P.)
    Class B Common Stock (162 underlying)
  • Series E Convertible Preferred Stock

    (indirect: By Mobius Technology Ventures VI, L.P.)
    Class B Common Stock (36,778 underlying)
  • Series E Convertible Preferred Stock

    (indirect: By SOFTBANK U.S. Ventures VI L.P.)
    Class B Common Stock (39,446 underlying)
  • Series D Convertible Preferred Stock

    (indirect: By SOFTBANK U.S. Ventures VI L.P.)
    Class B Common Stock (30,902 underlying)
  • Series F Convertible Preferred Stock

    (indirect: By Mobius Technology Ventures Side Fund VI L.P.)
    Class B Common Stock (170 underlying)
Holdings
  • Series F Convertible Preferred Stock

    (indirect: By Mobius Technology Ventures Side Fund VI L.P.)
    Class B Common Stock (170 underlying)
  • Series E Convertible Preferred Stock

    (indirect: By Mobius Technology Ventures Advisors Fund VI L.P.)
    Class B Common Stock (1,432 underlying)
  • Series F Convertible Preferred Stock

    (indirect: By SOFTBANK U.S. Ventures VI L.P.)
    Class B Common Stock (4,484 underlying)
  • Series D Convertible Preferred Stock

    (indirect: By Mobius Technology Ventures Side Fund VI L.P.)
    Class B Common Stock (1,178 underlying)
  • Series D Convertible Preferred Stock

    (indirect: By Mobius Technology Ventures VI, L.P.)
    Class B Common Stock (28,812 underlying)
  • Series C Convertible Preferred Stock

    (indirect: By Mobius Technology Ventures VI, L.P.)
    Class B Common Stock (1,358,073 underlying)
  • Series E Convertible Preferred Stock

    (indirect: By Mobius Technology Ventures VI, L.P.)
    Class B Common Stock (36,778 underlying)
  • Series E Convertible Preferred Stock

    (indirect: By SOFTBANK U.S. Ventures VI L.P.)
    Class B Common Stock (39,446 underlying)
  • Series C Convertible Preferred Stock

    (indirect: By Mobius Technology Ventures Side Fund VI L.P.)
    Class B Common Stock (55,540 underlying)
  • Series C Convertible Preferred Stock

    (indirect: By Mobius Technology Ventures Advisors Fund VI L.P.)
    Class B Common Stock (52,908 underlying)
  • Series F Convertible Preferred Stock

    (indirect: By Mobius Technology Ventures VI, L.P.)
    Class B Common Stock (4,180 underlying)
  • Series D Convertible Preferred Stock

    (indirect: By SOFTBANK U.S. Ventures VI L.P.)
    Class B Common Stock (30,902 underlying)
  • Series D Convertible Preferred Stock

    (indirect: By Mobius Technology Ventures Advisors Fund VI L.P.)
    Class B Common Stock (1,122 underlying)
  • Series F Convertible Preferred Stock

    (indirect: By Mobius Technology Ventures Advisors Fund VI L.P.)
    Class B Common Stock (162 underlying)
  • Series C Convertible Preferred Stock

    (indirect: By SOFTBANK U.S. Ventures VI L.P.)
    Class B Common Stock (1,456,582 underlying)
  • Series E Convertible Preferred Stock

    (indirect: By Mobius Technology Ventures Side Fund VI L.P.)
    Class B Common Stock (1,504 underlying)
Holdings
  • Series C Convertible Preferred Stock

    (indirect: By Mobius Technology Ventures VI, L.P.)
    Class B Common Stock (1,358,073 underlying)
  • Series E Convertible Preferred Stock

    (indirect: By Mobius Technology Ventures VI, L.P.)
    Class B Common Stock (36,778 underlying)
  • Series C Convertible Preferred Stock

    (indirect: By SOFTBANK U.S. Ventures VI L.P.)
    Class B Common Stock (1,456,582 underlying)
  • Series D Convertible Preferred Stock

    (indirect: By SOFTBANK U.S. Ventures VI L.P.)
    Class B Common Stock (30,902 underlying)
  • Series E Convertible Preferred Stock

    (indirect: By SOFTBANK U.S. Ventures VI L.P.)
    Class B Common Stock (39,446 underlying)
  • Series C Convertible Preferred Stock

    (indirect: By Mobius Technology Ventures Side Fund VI L.P.)
    Class B Common Stock (55,540 underlying)
  • Series F Convertible Preferred Stock

    (indirect: By Mobius Technology Ventures Side Fund VI L.P.)
    Class B Common Stock (170 underlying)
  • Series D Convertible Preferred Stock

    (indirect: By Mobius Technology Ventures Advisors Fund VI L.P.)
    Class B Common Stock (1,122 underlying)
  • Series D Convertible Preferred Stock

    (indirect: By Mobius Technology Ventures VI, L.P.)
    Class B Common Stock (28,812 underlying)
  • Series F Convertible Preferred Stock

    (indirect: By SOFTBANK U.S. Ventures VI L.P.)
    Class B Common Stock (4,484 underlying)
  • Series E Convertible Preferred Stock

    (indirect: By Mobius Technology Ventures Advisors Fund VI L.P.)
    Class B Common Stock (1,432 underlying)
  • Series F Convertible Preferred Stock

    (indirect: By Mobius Technology Ventures Advisors Fund VI L.P.)
    Class B Common Stock (162 underlying)
  • Series D Convertible Preferred Stock

    (indirect: By Mobius Technology Ventures Side Fund VI L.P.)
    Class B Common Stock (1,178 underlying)
  • Series C Convertible Preferred Stock

    (indirect: By Mobius Technology Ventures Advisors Fund VI L.P.)
    Class B Common Stock (52,908 underlying)
  • Series F Convertible Preferred Stock

    (indirect: By Mobius Technology Ventures VI, L.P.)
    Class B Common Stock (4,180 underlying)
  • Series E Convertible Preferred Stock

    (indirect: By Mobius Technology Ventures Side Fund VI L.P.)
    Class B Common Stock (1,504 underlying)
Footnotes (7)
  • [F1]The shares of Series C Convertible Preferred Stock, Series D Convertible Preferred Stock, Series E Convertible Preferred Stock and Series F Convertible Preferred Stock have no expiration date and are convertible at any time at the election of the holder and will automatically convert into shares of Class B Common Stock in connection with the Issuer's initial public offering ("IPO").
  • [F2]The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis at the holder's option or upon any transfer except for certain permitted transfers. All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of the closing of Issuer's IPO, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Issuer's Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar.
  • [F3]The securities are held by Mobius Technology Ventures VI, L.P. ("Mobius Technology VI").
  • [F4]The securities are held by SOFTBANK U.S. Ventures VI, L.P. ("Softbank").
  • [F5]The securities are held by Mobius Technology Ventures Side Fund VI, L.P. ("Mobius Side Fund").
  • [F6]The securities are held by Mobius Technology Ventures Advisors Fund VI, L.P. ("Mobius Advisors Fund").
  • [F7]Mobius VI LLC ("Mobius VI") is the General Partner of Mobius Technology VI, Softbank, Mobius Side Fund and Mobius Advisors Fund (collectively, the "Mobius Funds"). Mobius VI may be deemed to indirectly beneficially own the securities owned by the Mobius Funds. Bradley A. Feld and Jason A. Mendelson are Managing Directors of Mobius VI and each share voting and dispositive power over the securities held by Mobius Funds. Each disclaims beneficial ownership of these securities except to the extent of his or its respective pecuniary interest therein.

Issuer

Bloom Energy Corp

CIK 0001664703

Entity typeother
IncorporatedDE

Related Parties

1
  • filerCIK 0001116442

Filing Metadata

Form type
3
Filed
Jan 22, 7:00 PM ET
Accepted
Jan 23, 8:38 PM ET
Size
35.9 KB