Home/Filings/4/0000899243-19-001821

4//SEC Filing

MOBIUS VI LLC 4

Accession 0000899243-19-001821

CIK 0001664703other

View on SEC.gov Company Profile

Filed

Jan 22, 7:00 PM ET

Accepted

Jan 23, 9:27 PM ET

Size

29.7 KB

Accession

0000899243-19-001821

Insider Transaction Report

Form 4

Period: 2018-07-27

Bloom Energy CorpBE

MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P

10% Owner

Transactions

Conversion
Class B Common Stock
2019-01-18−1,427,843→ 0 total(indirect: By Mobius Technology Ventures VI, L.P.)
→ Class A Common Stock (1,427,843 underlying)
Conversion
Class B Common Stock
2019-01-18−58,392→ 0 total(indirect: By Mobius Technology Ventures Side Fund VI L.P.)
→ Class A Common Stock (58,392 underlying)
Conversion
Series F Convertible Preferred Stock
2018-07-27−162→ 0 total(indirect: By Mobius Technology Ventures Advisors Fund VI L.P.)
→ Class B Common Stock (162 underlying)
Conversion
Class B Common Stock
2019-01-18−55,624→ 0 total(indirect: By Mobius Technology Ventures Advisors Fund VI L.P.)
→ Class A Common Stock (55,624 underlying)
Conversion
Class B Common Stock
2019-01-18−1,531,414→ 0 total(indirect: By SOFTBANK U.S. Ventures VI L.P.)
→ Class A Common Stock (1,531,414 underlying)
Conversion
Class B Common Stock
2018-07-27+162→ 55,624 total(indirect: By Mobius Technology Ventures Advisors Fund VI L.P.)
→ Class A Common Stock (162 underlying)

MOBIUS TECHNOLOGY VENTURES VI LP

10% Owner

Transactions

Conversion
Class B Common Stock
2019-01-18−1,531,414→ 0 total(indirect: By SOFTBANK U.S. Ventures VI L.P.)
→ Class A Common Stock (1,531,414 underlying)
Conversion
Series F Convertible Preferred Stock
2018-07-27−162→ 0 total(indirect: By Mobius Technology Ventures Advisors Fund VI L.P.)
→ Class B Common Stock (162 underlying)
Conversion
Class B Common Stock
2019-01-18−55,624→ 0 total(indirect: By Mobius Technology Ventures Advisors Fund VI L.P.)
→ Class A Common Stock (55,624 underlying)
Conversion
Class B Common Stock
2019-01-18−1,427,843→ 0 total(indirect: By Mobius Technology Ventures VI, L.P.)
→ Class A Common Stock (1,427,843 underlying)
Conversion
Class B Common Stock
2019-01-18−58,392→ 0 total(indirect: By Mobius Technology Ventures Side Fund VI L.P.)
→ Class A Common Stock (58,392 underlying)
Conversion
Class B Common Stock
2018-07-27+162→ 55,624 total(indirect: By Mobius Technology Ventures Advisors Fund VI L.P.)
→ Class A Common Stock (162 underlying)

SOFTBANK U S VENTURES VI L P

10% Owner

Transactions

Conversion
Class B Common Stock
2019-01-18−1,427,843→ 0 total(indirect: By Mobius Technology Ventures VI, L.P.)
→ Class A Common Stock (1,427,843 underlying)
Conversion
Class B Common Stock
2019-01-18−55,624→ 0 total(indirect: By Mobius Technology Ventures Advisors Fund VI L.P.)
→ Class A Common Stock (55,624 underlying)
Conversion
Class B Common Stock
2018-07-27+162→ 55,624 total(indirect: By Mobius Technology Ventures Advisors Fund VI L.P.)
→ Class A Common Stock (162 underlying)
Conversion
Class B Common Stock
2019-01-18−1,531,414→ 0 total(indirect: By SOFTBANK U.S. Ventures VI L.P.)
→ Class A Common Stock (1,531,414 underlying)
Conversion
Series F Convertible Preferred Stock
2018-07-27−162→ 0 total(indirect: By Mobius Technology Ventures Advisors Fund VI L.P.)
→ Class B Common Stock (162 underlying)
Conversion
Class B Common Stock
2019-01-18−58,392→ 0 total(indirect: By Mobius Technology Ventures Side Fund VI L.P.)
→ Class A Common Stock (58,392 underlying)

MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P

10% Owner

Transactions

Conversion
Class B Common Stock
2018-07-27+162→ 55,624 total(indirect: By Mobius Technology Ventures Advisors Fund VI L.P.)
→ Class A Common Stock (162 underlying)
Conversion
Class B Common Stock
2019-01-18−1,531,414→ 0 total(indirect: By SOFTBANK U.S. Ventures VI L.P.)
→ Class A Common Stock (1,531,414 underlying)
Conversion
Class B Common Stock
2019-01-18−55,624→ 0 total(indirect: By Mobius Technology Ventures Advisors Fund VI L.P.)
→ Class A Common Stock (55,624 underlying)
Conversion
Class B Common Stock
2019-01-18−58,392→ 0 total(indirect: By Mobius Technology Ventures Side Fund VI L.P.)
→ Class A Common Stock (58,392 underlying)
Conversion
Series F Convertible Preferred Stock
2018-07-27−162→ 0 total(indirect: By Mobius Technology Ventures Advisors Fund VI L.P.)
→ Class B Common Stock (162 underlying)
Conversion
Class B Common Stock
2019-01-18−1,427,843→ 0 total(indirect: By Mobius Technology Ventures VI, L.P.)
→ Class A Common Stock (1,427,843 underlying)

FELD BRADLEY A

10% Owner

Transactions

Conversion
Series F Convertible Preferred Stock
2018-07-27−162→ 0 total(indirect: By Mobius Technology Ventures Advisors Fund VI L.P.)
→ Class B Common Stock (162 underlying)
Conversion
Class B Common Stock
2018-07-27+162→ 55,624 total(indirect: By Mobius Technology Ventures Advisors Fund VI L.P.)
→ Class A Common Stock (162 underlying)
Conversion
Class B Common Stock
2019-01-18−1,427,843→ 0 total(indirect: By Mobius Technology Ventures VI, L.P.)
→ Class A Common Stock (1,427,843 underlying)
Conversion
Class B Common Stock
2019-01-18−1,531,414→ 0 total(indirect: By SOFTBANK U.S. Ventures VI L.P.)
→ Class A Common Stock (1,531,414 underlying)
Conversion
Class B Common Stock
2019-01-18−58,392→ 0 total(indirect: By Mobius Technology Ventures Side Fund VI L.P.)
→ Class A Common Stock (58,392 underlying)
Conversion
Class B Common Stock
2019-01-18−55,624→ 0 total(indirect: By Mobius Technology Ventures Advisors Fund VI L.P.)
→ Class A Common Stock (55,624 underlying)

MENDELSON JASON A

10% Owner

Transactions

Conversion
Series F Convertible Preferred Stock
2018-07-27−162→ 0 total(indirect: By Mobius Technology Ventures Advisors Fund VI L.P.)
→ Class B Common Stock (162 underlying)
Conversion
Class B Common Stock
2018-07-27+162→ 55,624 total(indirect: By Mobius Technology Ventures Advisors Fund VI L.P.)
→ Class A Common Stock (162 underlying)
Conversion
Class B Common Stock
2019-01-18−1,427,843→ 0 total(indirect: By Mobius Technology Ventures VI, L.P.)
→ Class A Common Stock (1,427,843 underlying)
Conversion
Class B Common Stock
2019-01-18−58,392→ 0 total(indirect: By Mobius Technology Ventures Side Fund VI L.P.)
→ Class A Common Stock (58,392 underlying)
Conversion
Class B Common Stock
2019-01-18−55,624→ 0 total(indirect: By Mobius Technology Ventures Advisors Fund VI L.P.)
→ Class A Common Stock (55,624 underlying)
Conversion
Class B Common Stock
2019-01-18−1,531,414→ 0 total(indirect: By SOFTBANK U.S. Ventures VI L.P.)
→ Class A Common Stock (1,531,414 underlying)

MOBIUS VI LLC

10% Owner

Transactions

Conversion
Class B Common Stock
2019-01-18−1,531,414→ 0 total(indirect: By SOFTBANK U.S. Ventures VI L.P.)
→ Class A Common Stock (1,531,414 underlying)
Conversion
Class B Common Stock
2019-01-18−58,392→ 0 total(indirect: By Mobius Technology Ventures Side Fund VI L.P.)
→ Class A Common Stock (58,392 underlying)
Conversion
Class B Common Stock
2019-01-18−55,624→ 0 total(indirect: By Mobius Technology Ventures Advisors Fund VI L.P.)
→ Class A Common Stock (55,624 underlying)
Conversion
Class B Common Stock
2018-07-27+162→ 55,624 total(indirect: By Mobius Technology Ventures Advisors Fund VI L.P.)
→ Class A Common Stock (162 underlying)
Conversion
Class B Common Stock
2019-01-18−1,427,843→ 0 total(indirect: By Mobius Technology Ventures VI, L.P.)
→ Class A Common Stock (1,427,843 underlying)
Conversion
Series F Convertible Preferred Stock
2018-07-27−162→ 0 total(indirect: By Mobius Technology Ventures Advisors Fund VI L.P.)
→ Class B Common Stock (162 underlying)

Footnotes (7)

[F1]The securities are held by Mobius Technology Ventures VI, L.P. ("Mobius Technology VI").
[F2]The securities are held by SOFTBANK U.S. Ventures VI, L.P. ("Softbank").
[F3]The securities are held by Mobius Technology Ventures Side Fund VI, L.P. ("Mobius Side Fund").
[F4]The securities are held by Mobius Technology Ventures Advisors Fund VI, L.P. ("Mobius Advisors Fund").
[F5]Mobius VI LLC ("Mobius VI") is the General Partner of Mobius Technology VI, Softbank, Mobius Side Fund and Mobius Advisors Fund (collectively, the "Mobius Funds"). Mobius VI may be deemed to indirectly beneficially own the securities owned by the Mobius Funds. Bradley A. Feld and Jason A. Mendelson are Managing Directors of Mobius VI and each share voting and dispositive power over the securities held by Mobius Funds. Each reporting person disclaims beneficial ownership of these securities except to the extent of his or its respective pecuniary interest therein.
[F6]Each share of Series C Convertible Preferred Stock, Series D Convertible Preferred Stock and Series E Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into the Issuer's Class B Common Stock, on a 1 for 1 basis, immediately prior to the Closing of the Issuer's initial public offering on July 27, 2018 ("IPO") and had no expiration date.
[F7]The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis at the holder's option or upon any transfer except for certain permitted transfers. All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Issuer's Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar.

Documents

1 file

4
doc4.xmlPrimary
FORM 4 SUBMISSION

Issuer

Bloom Energy Corp

CIK 0001664703

→

Entity typeother

IncorporatedDE

Related Parties

filerCIK 0001116442

Filing Metadata

Form type: 4
Filed: Jan 22, 7:00 PM ET
Accepted: Jan 23, 9:27 PM ET
Size: 29.7 KB

View on SEC.gov