4//SEC Filing
FARKAS ANDREW L 4
Accession 0000899243-19-001881
CIK 0001332551other
Filed
Jan 23, 7:00 PM ET
Accepted
Jan 24, 4:52 PM ET
Size
6.5 KB
Accession
0000899243-19-001881
Insider Transaction Report
Form 4
FARKAS ANDREW L
Director
Transactions
- Award
Common Stock
2019-01-22+14,734→ 95,604 total
Holdings
- 766,718(indirect: See Footnote)
Common Stock
Footnotes (3)
- [F1]The Reporting Person has been granted 14,734 shares of restricted stock under the Issuer's Amended and Restated Omnibus Equity Compensation Plan. These shares will vest in full over three years, with 33.33% vesting per year beginning on January 22, 2020.
- [F2]45,183 shares remain subject to vesting.
- [F3]Shares are collectively held by Resource Capital Investor, LLC and Exantas Capital Manager Inc., each indirect wholly-owned subsidiaries of C-III Capital Partners LLC ("C-III"). C-III is externally managed by Island Capital Group LLC, through which the reporting person, as a principal, has investment discretion. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of purposes of Section 16 or for any other purposes.
Documents
Issuer
Exantas Capital Corp.
CIK 0001332551
Entity typeother
IncorporatedSC
Related Parties
1- filerCIK 0001026285
Filing Metadata
- Form type
- 4
- Filed
- Jan 23, 7:00 PM ET
- Accepted
- Jan 24, 4:52 PM ET
- Size
- 6.5 KB