Sanko Jamie M. 4/A

4/A · EMPIRE RESORTS INC · Filed Jan 24, 2019

Form 4/AAmended

Period: 2019-01-20

Chief Accounting Officer

Transactions

Exercise/Conversion
Common Stock, par value $.01 per share
2019-01-20+15,000→ 25,000 total
Award
Restricted Stock Units
2019-01-20+30,000→ 30,000 total
→ Common Stock, par value $.01 per share (30,000 underlying)
Exercise/Conversion
Restricted Stock Units
2019-01-20−15,000→ 15,000 total
→ Common Stock, par value $.01 per share (15,000 underlying)

Footnotes (3)

[F1]Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Empire Resorts, Inc. (the "Company"). The Company may also elect to settle the vested RSUs for cash at its discretion.
[F2]Mr. Sanko was granted 30,000 RSUs under the Empire Resorts, Inc. 2015 Equity Incentive Plan, as amended (the "Plan"), 15,000 of which RSUs vested immediately on the date of grant and 15,000 of which shall vest on March 20, 2020; provided that the RSUs shall vest immediately upon a Change in Control. Subject to Mr. Sanko's continued employment with the Company, the shares of common stock deliverable upon vesting of the RSUs shall be delivered on March 20, 2020. All capitalized but undefined terms have the meanings ascribed thereto by the Plan.
[F3]This Form 4/A is being filed to correct a typographical error in the vesting schedule of the RSU grant made to Mr. Sanko.

Documents

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