GEN3 Capital Partners, LLC 4
4 · AIRGAIN INC · Filed Jan 24, 2019
Insider Transaction Report
Form 4
AIRGAIN INCAIRG
GEN3 Capital Partners, LLC
10% Owner
Transactions
- Other
Common Stock
2018-06-04−667→ 1,054,081 total(indirect: See Footnotes) - Other
Common Stock
2018-07-23−689→ 1,053,392 total(indirect: See Footnotes)
Footnotes (3)
- [F1]Represents a distribution in-kind to certain shareholders of Gen 3 Partners, Inc. ("Gen 3 Partners") for no value.
- [F2]Following the transactions reported herein, includes 1,043,464 shares of common stock held by GEN3 Capital I, LP ("GEN3 Capital") and 9,928 shares of common stock held by Gen 3 Partners, Inc. ("Gen 3 Partners").
- [F3]The general partner of GEN3 Capital is GEN3 Capital Partners, LLC ("GEN3 LLC"), and Jim K. Sims is the Managing Member of GEN3 LLC. As a result, each of GEN3 LLC and Mr. Sims may be deemed to share beneficial ownership of the shares held by GEN3 Capital. Mr. Sims, Arthur M. Toscanini and Michael Treacy may be deemed to share beneficial ownership of the shares held by Gen 3 Partners in their capacity as directors of Gen 3 Partners. Each of the individuals and entities listed herein disclaims such beneficial ownership except to the extent of his or its pecuniary interest therein.