4//SEC Filing
ICONIQ Strategic Partners GP, L.P. 4
Accession 0000899243-19-003266
CIK 0001725579other
Filed
Feb 11, 7:00 PM ET
Accepted
Feb 12, 4:16 PM ET
Size
23.9 KB
Accession
0000899243-19-003266
Insider Transaction Report
Form 4
Transactions
- Conversion
Class A Common Stock
2019-02-08+2,120,441→ 2,120,441 total - Conversion
Class B Common Stock
2019-02-08−2,503,249→ 1,251,624 total→ Class A Common Stock (2,503,249 underlying) - Conversion
Class B Common Stock
2019-02-08−2,120,441→ 1,060,221 total→ Class A Common Stock (2,120,441 underlying) - Conversion
Class A Common Stock
2019-02-08+2,503,249→ 2,503,249 total
Holdings
- 6,566,087(indirect: See Footnote)
Class A Common Stock
Makan Divesh
10% Owner
Transactions
- Conversion
Class A Common Stock
2019-02-08+2,503,249→ 2,503,249 total - Conversion
Class A Common Stock
2019-02-08+2,120,441→ 2,120,441 total - Conversion
Class B Common Stock
2019-02-08−2,120,441→ 1,060,221 total→ Class A Common Stock (2,120,441 underlying) - Conversion
Class B Common Stock
2019-02-08−2,503,249→ 1,251,624 total→ Class A Common Stock (2,503,249 underlying)
Holdings
- 6,566,087(indirect: See Footnote)
Class A Common Stock
Griffith William J.G.
10% Owner
Transactions
- Conversion
Class A Common Stock
2019-02-08+2,503,249→ 2,503,249 total - Conversion
Class A Common Stock
2019-02-08+2,120,441→ 2,120,441 total - Conversion
Class B Common Stock
2019-02-08−2,503,249→ 1,251,624 total→ Class A Common Stock (2,503,249 underlying) - Conversion
Class B Common Stock
2019-02-08−2,120,441→ 1,060,221 total→ Class A Common Stock (2,120,441 underlying)
Holdings
- 6,566,087(indirect: See Footnote)
Class A Common Stock
Transactions
- Conversion
Class A Common Stock
2019-02-08+2,120,441→ 2,120,441 total - Conversion
Class B Common Stock
2019-02-08−2,120,441→ 1,060,221 total→ Class A Common Stock (2,120,441 underlying) - Conversion
Class A Common Stock
2019-02-08+2,503,249→ 2,503,249 total - Conversion
Class B Common Stock
2019-02-08−2,503,249→ 1,251,624 total→ Class A Common Stock (2,503,249 underlying)
Holdings
- 6,566,087(indirect: See Footnote)
Class A Common Stock
ICONIQ Strategic Partners GP, L.P.
10% Owner
Transactions
- Conversion
Class A Common Stock
2019-02-08+2,503,249→ 2,503,249 total - Conversion
Class A Common Stock
2019-02-08+2,120,441→ 2,120,441 total - Conversion
Class B Common Stock
2019-02-08−2,503,249→ 1,251,624 total→ Class A Common Stock (2,503,249 underlying) - Conversion
Class B Common Stock
2019-02-08−2,120,441→ 1,060,221 total→ Class A Common Stock (2,120,441 underlying)
Holdings
- 6,566,087(indirect: See Footnote)
Class A Common Stock
ICONIQ Strategic Partners, L.P.
10% Owner
Transactions
- Conversion
Class A Common Stock
2019-02-08+2,503,249→ 2,503,249 total - Conversion
Class A Common Stock
2019-02-08+2,120,441→ 2,120,441 total - Conversion
Class B Common Stock
2019-02-08−2,503,249→ 1,251,624 total→ Class A Common Stock (2,503,249 underlying) - Conversion
Class B Common Stock
2019-02-08−2,120,441→ 1,060,221 total→ Class A Common Stock (2,120,441 underlying)
Holdings
- 6,566,087(indirect: See Footnote)
Class A Common Stock
Footnotes (4)
- [F1]ISP Main Fund PS LLC ("ISP") is the direct owner of these securities. ICONIQ Strategic Partners, L.P. ("ICONIQ") and Divesh Makan ("Makan") are the sole equity holders of ISP. ICONIQ Strategic Partners GP, L.P. ("ICONIQ GP"), is the general partner of ICONIQ. ICONIQ Strategic Partners TT GP, Ltd. ("ICONIQ Parent GP") is the general partner of ICONIQ GP. Makan and William Griffith ("Griffith") are the sole equity holders and directors of ICONIQ Parent GP. Each of ICONIQ, ICONIQ GP, ICONIQ Parent GP, Makan and Griffith disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the reporting persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.
- [F2]ICONIQ Strategic Partners Co-Invest, L.P. (Series PS) ("ICONIQ CO PS") is the direct owner of these securities. ICONIQ GP is the general partner of ICONIQ CO PS. Each of ICONIQ GP, ICONIQ Parent GP, Makan and Griffith disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Exchange Act, except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the reporting persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.
- [F3]One share of the Issuer's Class B common stock was issued for each limited liability company unit of Pluralsight Holdings, LLC (each an "LLC Unit") held by the reporting person pursuant to a reclassification of Pluralsight Holdings, LLC that occurred prior to the Issuer's initial public offering of its Class A common stock. The shares of Class B common stock (i) confer no incidents of economic ownership on the holders thereof and (ii) only confer one-to-one voting rights on the holders thereof. Each share of Class B common stock and corresponding LLC Unit is exchangeable for one share of Class A common stock at the option of the holder (for which the Issuer may substitute cash) and has no expiration date.
- [F4]Represents 2,503,249 shares held directly by ISP, 2,120,441 shares held directly by ICONIQ CO PS, 53,292 shares held directly by ICONIQ, 933,333 shares held by ICONIQ Strategic Partners Co-Invest, L.P. (Series PS2) ("ICONIQ CO PS2") and 955,772 shares held directly by ICONIQ Strategic Partners-B, L.P. ("ICONIQ B"). ICONIQ GP is also the general partner of each of ICONIQ CO PS2 and ICONIQ B. Each of ICONIQ, ICONIQ GP, ICONIQ Parent GP, Makan and Griffith disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Exchange Act, except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the reporting persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.
Issuer
Pluralsight, Inc.
CIK 0001725579
Entity typeother
IncorporatedCayman Islands
Related Parties
1- filerCIK 0001688390
Filing Metadata
- Form type
- 4
- Filed
- Feb 11, 7:00 PM ET
- Accepted
- Feb 12, 4:16 PM ET
- Size
- 23.9 KB