3//SEC Filing
Upnorth Investment Ltd 3
Accession 0000899243-19-003499
CIK 0001750019other
Filed
Feb 12, 7:00 PM ET
Accepted
Feb 13, 6:34 PM ET
Size
9.9 KB
Accession
0000899243-19-003499
Insider Transaction Report
Form 3
Upnorth Investment Ltd
10% Owner
Holdings
- (indirect: By Upnorth Investment Limited)
Series A Preferred Stock
→ Common Stock (322,902 underlying) - (indirect: By Upnorth Investment Limited)
Series B Preferred Stock
→ Common Stock (1,614,517 underlying)
China Molybdenum Co., Ltd.
10% Owner
Holdings
- (indirect: By Upnorth Investment Limited)
Series A Preferred Stock
→ Common Stock (322,902 underlying) - (indirect: By Upnorth Investment Limited)
Series B Preferred Stock
→ Common Stock (1,614,517 underlying)
China Molybdenum (Hong Kong) Co Ltd
10% Owner
Holdings
- (indirect: By Upnorth Investment Limited)
Series A Preferred Stock
→ Common Stock (322,902 underlying) - (indirect: By Upnorth Investment Limited)
Series B Preferred Stock
→ Common Stock (1,614,517 underlying)
Footnotes (3)
- [F1]Each share of Series A Preferred Stock is convertible into shares of the Issuer's common stock, par value $0.0001 ("Common Stock") on a 6.1938:1 basis. Upon the closing of the Issuer's initial public offering, all shares of Series A Preferred Stock will convert into shares of Common Stock of the Issuer. The Series A Preferred Stock has no expiration date.
- [F2]The reported securities are owned directly by UpNorth Investment Limited. Each of the reporting persons disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein.
- [F3]Each share of Series B Preferred Stock is convertible into shares of the Issuer's Common Stock on a 6.1938:1 basis. Upon the closing of the Issuer's initial public offering, all shares of Series B Preferred Stock will convert into shares of Common Stock of the Issuer. The Series B Preferred Stock has no expiration date.
Documents
Issuer
TCR2 THERAPEUTICS INC.
CIK 0001750019
Entity typeother
IncorporatedVirgin Islands, British
Related Parties
1- filerCIK 0001766474
Filing Metadata
- Form type
- 3
- Filed
- Feb 12, 7:00 PM ET
- Accepted
- Feb 13, 6:34 PM ET
- Size
- 9.9 KB