O'Grady Standish 4/A
4/A · Anaplan, Inc. · Filed Feb 20, 2019
Insider Transaction Report
Form 4/AAmended
Anaplan, Inc.PLAN
O'Grady Standish
Director10% Owner
Transactions
- Conversion
Series A Convertible Preferred Stock
2018-10-16−8,179→ 0 total(indirect: By Trust)→ Common Stock (8,179 underlying) - Conversion
Common Stock
2018-10-16+8,179→ 68,848 total(indirect: By Trust)
Footnotes (3)
- [F1]The total represents shares received upon conversion of shares of Series A Convertible Preferred Stock held by the Trust (as defined below). On October 18, 2018, the Reporting Person filed a Form 4 which inadvertently omitted the conversion of 8,179 shares of Series A Convertible Preferred Stock held by the Trust in connection with the Initial Public Offering of the Issuer.
- [F2]The shares are held by Standish H. O'Grady and Anne Brophy O'Grady, Trustees of The O'Grady Revocable Trust, dated January 3, 2014 (the "Trust").
- [F3]The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date.