|4Mar 4, 4:14 PM ET

Canaan Partners VIII LLC 4

4 · Liquidia Technologies Inc · Filed Mar 4, 2019

Insider Transaction Report

Form 4
Period: 2019-03-04
Transactions
  • Exercise of In-Money

    Warrant to purchase Common Stock

    2019-03-0434,3780 total
    Exercise: $0.01From: 2017-01-09Exp: 2026-12-31Common Stock (34,378 underlying)
  • Exercise of In-Money

    Common Stock

    2019-03-04$0.01/sh+34,378$3442,597,681 total
Footnotes (2)
  • [F1]Transactions exempt pursuant to Rule 16b-6(b).
  • [F2]Shares held directly by Canaan VIII L.P. ("Canaan LP"). Canaan Partners VIII LLC ("Canaan LLC" and together with Canaan LP, the "Canaan Entities") is the sole general partner of Canaan LP and each may be deemed to have sole voting, investment and dispositive power with respect to the shares held by Canaan LP. Investment and voting decisions with respect to the shares held by Canaan LP are made by the managers of Canaan LLC, collectively. Canaan LLC disclaims Section 16 beneficial ownership of the shares held by Canaan LP, except to the extent, if any, of its pecuniary interest therein.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION