Home/Filings/4/0000899243-19-006277
4//SEC Filing

Gault Jeffrey M 4

Accession 0000899243-19-006277

CIK 0001455863other

Filed

Mar 4, 7:00 PM ET

Accepted

Mar 5, 7:06 PM ET

Size

15.6 KB

Accession

0000899243-19-006277

Insider Transaction Report

Form 4
Period: 2019-03-01
Gault Jeffrey M
DirectorSee Remarks
Transactions
  • Exercise/Conversion

    Common Shares of Beneficial Interest

    2019-03-01$9.81/sh+166,958$1,637,858301,248 total
  • Sale

    Common Shares of Beneficial Interest

    2019-03-01$28.68/sh166,958$4,788,172134,290 total
  • Exercise/Conversion

    Common Shares of Beneficial Interest

    2019-03-05+100,000234,290 total
  • Sale

    Common Shares of Beneficial Interest

    2019-03-05$29.51/sh134,290$3,963,287100,000 total
  • Exercise/Conversion

    Stock Option

    2019-03-01166,958333,915 total
    Exercise: $9.81Exp: 2022-02-01Common Shares of Beneficial Interest (166,958 underlying)
  • Exercise/Conversion

    Restricted Stock Units

    2019-03-05200,0000 total
    Common Shares of Beneficial Interest (100,000 underlying)
Footnotes (7)
  • [F1]The transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 13, 2018.
  • [F2]The price reported in Column 4 is a weighted average price. These common shares were sold in multiple transactions at prices ranging from $28.4000 to $28.9250, inclusive. The reporting person undertakes to provide to Americold Realty Trust (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of common shares sold at each separate price within the range set forth above.
  • [F3]On March 1, 2019, Mr. Gault made an exercise of 166,958 stock options and sold 166,958 common shares.
  • [F4]Options to acquire common shares vested 20% each on February 1, 2013, 2014, 2015, 2016 and 2017.
  • [F5]Each restricted stock unit ("RSU") represents the right to acquire one share of the Company.
  • [F6]On March 5, 2019, in connection with Mr. Gault's resignation from the Board of Trustees of the Company, 100,000 of Mr. Gault's RSUs vested immediately and the remaining 100,000 were cancelled.
  • [F7]The price reported in Column 4 is a weighted average price. These common shares were sold in multiple transactions at prices ranging from $29.4100 to $29.6000, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of common shares sold at each separate price within the range set forth above.

Issuer

AMERICOLD REALTY TRUST

CIK 0001455863

Entity typeother

Related Parties

1
  • filerCIK 0001420947

Filing Metadata

Form type
4
Filed
Mar 4, 7:00 PM ET
Accepted
Mar 5, 7:06 PM ET
Size
15.6 KB