4//SEC Filing
Oates Adrian 4
Accession 0000899243-19-006381
CIK 0001279695other
Filed
Mar 5, 7:00 PM ET
Accepted
Mar 6, 12:13 PM ET
Size
23.7 KB
Accession
0000899243-19-006381
Insider Transaction Report
Form 4
Oates Adrian
VP, Quality & Regulatory
Transactions
- Exercise/Conversion
Common Stock
2019-02-28+105,000→ 186,837 total - Exercise/Conversion
Stock Option (Right to Buy)
2019-02-28−105,000→ 0 totalExercise: $0.00Exp: 2019-06-28→ Common Stock (105,000 underlying) - Exercise/Conversion
Common Stock
2019-02-28+25,000→ 211,837 total - Exercise/Conversion
Common Stock
2019-02-28+40,000→ 251,837 total - Exercise/Conversion
Common Stock
2019-02-28+40,000→ 291,837 total - Exercise/Conversion
Stock Option (Right to Buy)
2019-02-28−40,000→ 0 totalExercise: $0.00Exp: 2022-01-29→ Common Stock (40,000 underlying) - Exercise/Conversion
Stock Option (Right to Buy)
2019-02-28−40,000→ 0 totalExercise: $0.00Exp: 2020-12-11→ Common Stock (40,000 underlying) - Exercise/Conversion
Stock Option (Right to Buy)
2019-02-28−25,000→ 0 totalExercise: $0.00Exp: 2019-11-12→ Common Stock (25,000 underlying)
Holdings
- 93,600
Stock Option (Right to Buy)
Exercise: $0.50Exp: 2024-02-27→ Common Stock (93,600 underlying) - 728,000
Stock Option (Right to Buy)
Exercise: $0.50Exp: 2023-04-20→ Common Stock (728,000 underlying) - 100,000
Stock Option (Right to Buy)
Exercise: $1.72Exp: 2019-11-09→ Common Stock (100,000 underlying)
Footnotes (9)
- [F1]The price is stated in Australian dollars.
- [F2]13,333 stock options vested and became exercisable on 12/31/2015, 13,333 stock options vested and became exercisable on 12/31/2016, and 13,334 stock options vest and become exercisable on 12/31/2017. These options were all exercised on 02/28/2019.
- [F3]13,333 stock options vested and became exercisable on 12/31/2014, 13,333 stock options vested and became exercisable on 12/31/2015, and 13,334 stock options vested and became exercisable on 12/31/2016. These options were all exercised on 02/28/2019.
- [F4]8,333 stock options vested and became exercisable on 12/31/2013, 8,333 stock options vested and became exercisable on 12/31/2014, and 8,334 stock options vested and became exercisable on 12/31/2015. These options were all exercised on 02/28/2019.
- [F5]1/3 of the stock options vested and became exercisable on 12/31/2010, 1/3 of the stock options vested and became exercisable on 12/31/2011 and the remaining stock options vested and became exercisable on 12/31/2012.
- [F6]10,000 stock options vested and became exercisable on 12/31/2010, 21,666 stock options vested and became exercisable on 12/31/2011, 35,000 stock options vested and became exercisable on 12/31/2012, 25,000 stock options vested and became exercisable on 12/31/2013, and 13,334 stock options vested and became exercisable on 12/31/2014. These options were all exercised on 02/28/2019.
- [F7]93,600 options vested and became exercisable on December 31, 2017.
- [F8]208,000 of the stock options vested and became exercisable on October 5, 2016, 416,000 of the stock options vested and became exercisable on December 31, 2016 and 104,000 of the stock options vested and became exercisable on February 23, 2017.
- [F9]Includes shares in the form of CDIs Dr. Oates holds directly.
Documents
Issuer
UNIVERSAL BIOSENSORS INC
CIK 0001279695
Entity typeother
Related Parties
1- filerCIK 0001432802
Filing Metadata
- Form type
- 4
- Filed
- Mar 5, 7:00 PM ET
- Accepted
- Mar 6, 12:13 PM ET
- Size
- 23.7 KB