4//SEC Filing
STEIN JAY 4
Accession 0000899243-19-008523
CIK 0000884940other
Filed
Mar 19, 8:00 PM ET
Accepted
Mar 20, 4:10 PM ET
Size
20.8 KB
Accession
0000899243-19-008523
Insider Transaction Report
Form 4
STEIN MART INCSMRT
STEIN JAY
DirectorChairman of the Board
Transactions
- Other
Common Stock
2019-03-18$1.09/sh−4,500,000$4,905,000→ 0 total(indirect: By Trust) - Other
Common Stock
2019-03-18$1.09/sh+4,500,000$4,905,000→ 5,174,799 total - Other
Common Stock
2019-03-18$1.09/sh−4,500,000$4,905,000→ 0 total(indirect: By Trust) - Other
Common Stock
2019-03-18$1.09/sh+4,500,000$4,905,000→ 9,674,799 total - Gift
Common Stock
2019-03-19−4,500,000→ 5,174,799 total - Gift
Common Stock
2019-03-19+4,500,000→ 4,500,000 total(indirect: By Trust) - Gift
Common Stock
2019-03-19−4,500,000→ 674,799 total - Gift
Common Stock
2019-03-19+4,500,000→ 4,500,000 total(indirect: By Trust)
Holdings
- 133,709(indirect: Cary Ventures, Inc.)
Common Stock
- 731,600(indirect: By Trust)
Common Stock
- 773,694(indirect: By Trust)
Common Stock
- 250,000(indirect: By Trust)
Common Stock
- 2,468,826(indirect: By Partnership)
Common Stock
- 1,273,694(indirect: By Trust)
Common Stock
Footnotes (1)
- [F1]In accordance with the provisions of each of the Berry Hattie Stein 2018 Grantor Retained Annuity Trust II and the Jay Meredith Stein 2018 Grantor Retained Annuity Trust II (together, the "GRATs"), Jay Stein elected to substitute certain assets for 4,500,000 shares of common stock of Stein Mart, Inc. from each of the GRATs (the "Substitutions"). The price reflects the average of the high and low price of the shares of common stock of Stein Mart, Inc. on the date of the Substitutions in accordance with the terms of the GRATs.
Documents
Issuer
STEIN MART INC
CIK 0000884940
Entity typeother
Related Parties
1- filerCIK 0000903240
Filing Metadata
- Form type
- 4
- Filed
- Mar 19, 8:00 PM ET
- Accepted
- Mar 20, 4:10 PM ET
- Size
- 20.8 KB