4//SEC Filing
MURSTEIN ALVIN 4
Accession 0000899243-19-008863
CIK 0001000209other
Filed
Mar 24, 8:00 PM ET
Accepted
Mar 25, 4:10 PM ET
Size
10.8 KB
Accession
0000899243-19-008863
Insider Transaction Report
Form 4
MURSTEIN ALVIN
DirectorChairman & CEO
Transactions
- Award
Common Stock (right to buy)
2019-03-21+34,899→ 34,899 totalExercise: $6.55Exp: 2029-03-21→ Common Stock (34,899 underlying) - Award
Common Stock
2019-03-21+16,031→ 166,428 total
Holdings
- 1,268,182(indirect: See Footnote)
Common Stock
- 117,660(indirect: See Footnote)
Common Stock
- 70,118(indirect: See Footnote)
Common Stock
- 5,000(indirect: See Footnote)
Common Stock
Footnotes (6)
- [F1]Represents restricted shares of common stock awarded under the Medallion Financial Corp. 2018 Equity Incentive Plan which will vest in equal one-fourth increments on February 14, 2020, February 14, 2021, February 14, 2022 and February 14, 2023.
- [F2]Represents shares beneficially owned by the Alvin Murstein Second Family Trust registered in the name of Morgan Stanley of which Mr. Murstein is a co-trustee and the beneficiary.
- [F3]Represents shares beneficially owned by the Alvin Murstein Second Family Trust of which Mr. Murstein is a co-trustee and the beneficiary.
- [F4]Represents beneficially owned by the Aileen J. Murstein Family 2012 Trust of which Mr. Murstein is the grantor and Mr. Murstein's spouse is a co-trustee and the beneficiary.
- [F5]Represents shares owned by Mr. Murstein's spouse.
- [F6]One-fourth of the options will become exercisable on February 14, 2020, February 14, 2021, February 14, 2022 and February 14, 2023.
Documents
Issuer
MEDALLION FINANCIAL CORP
CIK 0001000209
Entity typeother
Related Parties
1- filerCIK 0001000210
Filing Metadata
- Form type
- 4
- Filed
- Mar 24, 8:00 PM ET
- Accepted
- Mar 25, 4:10 PM ET
- Size
- 10.8 KB