Oaktree Capital Group, LLC·4

Mar 29, 7:44 PM ET

MASSON DAVID RICHARD 4

4 · Oaktree Capital Group, LLC · Filed Mar 29, 2019

Insider Transaction Report

Form 4
Period: 2019-03-28
Transactions
  • Award

    Class A Units

    2019-03-28+2,38815,088 total
Holdings
  • Class A Units

    (indirect: By Trust)
    100,513
Footnotes (2)
  • [F1]Granted under the Issuer's 2011 Equity Incentive Plan and will generally vest in equal annual installments over four years with the first vesting date occurring on February 15, 2020.
  • [F2]This balance represents the number of Class A units of Oaktree Capital Group, LLC held by a trust controlled by Mr. Masson as of the date of this filing, which units had previously been reported as directly held by Mr. Masson. Mr. Masson disclaims beneficial ownership of the Class A units reported on this Form 4, except to the extent of his pecuniary interest therein.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION