electroCore, Inc.·4

Apr 1, 9:48 PM ET

Staats Peter S. 4

4 · electroCore, Inc. · Filed Apr 1, 2019

Insider Transaction Report

Form 4
Period: 2019-03-28
Staats Peter S.
Chief Medical Officer
Transactions
  • Award

    Common Stock

    2019-03-28+8,976163,612 total
  • Award

    Stock Option (Right to Buy)

    2019-03-28+47,00047,000 total
    Exercise: $7.52From: 2019-12-31Common Stock (47,000 underlying)
Holdings
  • Common Stock

    (indirect: By LLC)
    237,825
  • Common Stock

    (indirect: By Spouse)
    6,597
  • Common Stock

    (indirect: By LLC)
    12,843
  • Common Stock

    (indirect: By LLC)
    55,542
Footnotes (2)
  • [F1]On March 28, 2019, the Reporting Person was granted 8,976 shares of restricted stock and options to purchase 47,000 shares of Common Stock of the Issuer. 50% of the restricted stock and the options vest on December 31, 2019, and the remainder vests in equal annual installments over the succeeding two-year period
  • [F2]The options have an expiration date one year after the termination or expiration of the Letter Agreement, dated as of March 28, 2019, between the Reporting Person and the Issuer.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION