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4//SEC Filing

Errico Joseph P 4

Accession 0000899243-19-009842

CIK 0001560258other
View on SEC.govCompany Profile

Filed

Apr 2, 8:00 PM ET

Accepted

Apr 3, 6:33 PM ET

Size

16.3 KB

Accession

0000899243-19-009842

Insider Transaction Report

Form 4
Period: 2019-04-01
electroCore, Inc.ECOR
Errico Joseph P
DirectorChief Science/Strategy Officer10% Owner
Transactions
  • Award

    Restricted Stock Units

    2019-04-01+25,706→ 25,706 total
    Exercise: $0.00From: 2020-04-01→ Common Stock (25,706 underlying)
  • Sale

    Common Stock

    2019-04-01$6.97/sh−10,408$72,544→ 571,941 total
  • Award

    Stock Option (Right to Buy)

    2019-04-01+106,112→ 106,112 total
    Exercise: $6.72From: 2020-04-01Exp: 2029-04-01→ Common Stock (106,112 underlying)
Holdings

  • Common Stock

    (indirect: By LLC)
    24,779

  • Common Stock

    (indirect: By Children)
    55,729

  • Common Stock

    (indirect: By LLC)
    406,566

  • Common Stock

    (indirect: By Trust)
    69,444

  • Common Stock

    (indirect: By LLC)
    111,318

  • Common Stock

    (indirect: By LLC)
    46,378

  • Common Stock

    (indirect: By LLC)
    40,280

  • Common Stock

    (indirect: By LLC)
    382,607
Footnotes (5)
  • [F1]These shares were sold pursuant to the Reporting Person's written trading plan pursuant to Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
  • [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.55 to $7.08 per share. The Reporting Person undertakes to provide to electroCore, Inc., any security holder of electroCore, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold by it at each separate price on April 1, 2019.
  • [F3]Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of Common Stock of the Issuer.
  • [F4]On April 1, 2019, the Reporting Person was granted 106,112 options to purchase shares of Common Stock of the Issuer, with 25% of such options vesting on the first anniversary of the date of grant and the remainder vesting in equal quarterly installments over the succeeding three year period.
  • [F5]On April 1, 2019, the Reporting Person was granted 25,706 RSUs, with 25% of such RSUs vesting on the first anniversary of the date of grant and the remainder vesting in equal quarterly installments over the succeeding three year period.

Documents

1 file

Issuer

electroCore, Inc.

CIK 0001560258

→
Entity typeother

Related Parties

1
  • filerCIK 0001737616

Filing Metadata

Form type
4
Filed
Apr 2, 8:00 PM ET
Accepted
Apr 3, 6:33 PM ET
Size
16.3 KB
View on SEC.gov