HOLICKI PETER 4

Accession 0000899243-19-009956

CIK 0001751788other

View on SEC.gov Company Profile

Filed

Apr 3, 8:00 PM ET

Accepted

Apr 4, 6:06 AM ET

Size

29.5 KB

Accession

0000899243-19-009956

Insider Transaction Report

Form 4

Period: 2019-04-01

Dow Inc.DOW

HOLICKI PETER

Senior Vice President

Transactions

Award
Common Stock
2019-04-01+23,784→ 50,330 total
Award
Common Stock
2019-04-01+13,960→ 64,290 total
Award
Non-Qualified Stock Option (Right to Buy)
2019-04-01+13,920→ 13,920 total
Exercise: $38.87Exp: 2021-02-11→ Common Stock (13,920 underlying)
Award
Non-Qualified Stock Option (Right to Buy)
2019-04-01+29,915→ 29,915 total
Exercise: $32.57Exp: 2023-02-15→ Common Stock (29,915 underlying)
Award
Non-Qualified Stock Option (Right to Buy)
2019-04-01+40,578→ 40,578 total
Exercise: $46.60Exp: 2026-02-12→ Common Stock (40,578 underlying)
Award
Non-Qualified Stock Option (Right to Buy)
2019-04-01+34,871→ 34,871 total
Exercise: $61.97Exp: 2027-02-10→ Common Stock (34,871 underlying)
Award
Non-Qualified Stock Option (Right to Buy)
2019-04-01+36,656→ 36,656 total
Exercise: $72.77Exp: 2028-02-15→ Common Stock (36,656 underlying)
Award
Non-Qualified Stock Option (Right to Buy)
2019-04-01+12,341→ 12,341 total
Exercise: $28.14Exp: 2020-02-12→ Common Stock (12,341 underlying)
Award
Non-Qualified Stock Option (Right to Buy)
2019-04-01+28,078→ 28,078 total
Exercise: $47.31Exp: 2024-02-14→ Common Stock (28,078 underlying)
Award
Non-Qualified Stock Option (Right to Buy)
2019-04-01+21,187→ 21,187 total
Exercise: $34.43Exp: 2022-02-10→ Common Stock (21,187 underlying)
Award
Non-Qualified Stock Option (Right to Buy)
2019-04-01+38,267→ 38,627 total
Exercise: $50.07Exp: 2025-02-13→ Common Stock (38,267 underlying)

Footnotes (8)

[F1]In connection with the separation, certain outstanding DowDuPont restricted stock units were converted into restricted stock units of the Issuer pursuant to the terms of the Employee Matters Agreement. The number of shares was adjusted in a manner intended to preserve the economic/intrinsic value of the original DowDuPont restricted share unit award. Restricted stock units to be delivered in one installment on or about the following dates, subject to continued employment: 23,784 shares on or about February 10, 2020.
[F2]On April 1, 2019, the Issuer separated from DowDuPont Inc. by issuing a dividend of the Issuer's common stock as further described in the Information Statement filed as Exhibit 99.1 to Form 10 filed by the Issuer on March 8, 2019. Total includes one share of common stock of the Issuer received for every three shares of DowDuPont common stock in connection with the separation
[F3]Performance share units not previously reportable vested upon the timely completion of the separation of the Issuer from DowDuPont Inc. on April 1, 2019. The performance share units were adjusted pursuant to the terms of the Employee Matters Agreement. Performance-based targets remain. Performance share units will be settled in one installment on or about September 1, 2019, subject to continued employment and further adjustment pursuant to the Employee Matters Agreement.
[F4]In connection with the separation, certain outstanding DowDuPont stock option awards were adjusted down to reflect the separation and an option award of the Issuer was granted in an amount intended to preserve the economic/intrinsic value of the original DowDuPont award, in each case, pursuant to the terms of the Employee Matters Agreement.
[F5]This option is fully vested and exercisable. Option shares may be used to satisfy withholding taxes.
[F6]Two-thirds of this option is exercisable. The remaining one-third will vest on February 10, 2020. Option shares may be used to satisfy withholding taxes.
[F7]In connection with the separation, certain outstanding DowDuPont stock options were converted into awards of options to purchase shares of the Issuer's common stock pursuant to the terms of the Employee Matters Agreement. The number of shares and exercise prices of each option award were adjusted in a manner intended to preserve the economic/intrinsic value of the original DowDuPont stock option.
[F8]One-third of this option is exercisable. The remaining two-thirds will vest in two equal installments on February 15, 2020 and February 15, 2021. Option shares may be used to satisfy withholding taxes.

Documents

1 file

4
doc4.xmlPrimary
FORM 4 SUBMISSION

Issuer

Dow Inc.

CIK 0001751788

→

Entity typeother

Related Parties

filerCIK 0001600097

Filing Metadata

Form type: 4
Filed: Apr 3, 8:00 PM ET
Accepted: Apr 4, 6:06 AM ET
Size: 29.5 KB

View on SEC.gov