Lyft, Inc.·4

Apr 4, 8:57 PM ET

Mikitani Hiroshi 4

4 · Lyft, Inc. · Filed Apr 4, 2019

Insider Transaction Report

Form 4
Period: 2019-04-02
Mikitani Hiroshi
Director10% Owner
Transactions
  • Conversion

    Common Stock

    2019-04-02+14,985,66814,985,668 total(indirect: See Footnote)
  • Other

    Class A Common Stock

    2019-04-02+16,410,01116,410,011 total(indirect: See Footnote)
  • Conversion

    Common Stock

    2019-04-02+16,410,01116,410,011 total(indirect: See Footnote)
  • Conversion

    Series E Preferred Stock

    2019-04-0216,410,0110 total(indirect: See Footnote)
    Common Stock (16,410,011 underlying)
  • Conversion

    Series F Preferred Stock

    2019-04-023,732,8890 total(indirect: See Footnote)
    Common Stock (3,732,889 underlying)
  • Conversion

    Series G Preferred Stock

    2019-04-026,220,8390 total(indirect: See Footnote)
    Common Stock (6,220,839 underlying)
  • Other

    Common Stock

    2019-04-0216,410,0110 total(indirect: See Footnote)
  • Other

    Common Stock

    2019-04-0214,985,6680 total(indirect: See Footnote)
  • Conversion

    Series H Preferred Stock

    2019-04-025,031,9400 total(indirect: See Footnote)
    Common Stock (5,031,940 underlying)
  • Other

    Class A Common Stock

    2019-04-02+14,985,66814,985,668 total(indirect: See Footnote)
Footnotes (4)
  • [F1]The Series E Preferred Stock, Series F Preferred Stock, Series G Preferred Stock and Series H Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.
  • [F2]These shares are held of record by Viber Media S.a r.l., an indirect subsidiary of Rakuten, Inc. The Reporting Person is the Chairman and Chief Executive Officer of Rakuten, Inc. and may be deemed to hold voting and dispositive power with respect to the shares. The Reporting Person disclaims beneficial ownership of the shares except to the extent of his pecuniary interest in such shares.
  • [F3]These shares are held of record by Rakuten Europe S.a r.l., a wholly-owned subsidiary of Rakuten, Inc. The Reporting Person is the Chairman and Chief Executive Officer of Rakuten, Inc. and may be deemed to hold voting and dispositive power with respect to the shares. The Reporting Person disclaims beneficial ownership of the shares except to the extent of his pecuniary interest in such shares.
  • [F4]Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION