|4Apr 12, 5:13 PM ET

O'Grady Standish 4

4 · Anaplan, Inc. · Filed Apr 12, 2019

Insider Transaction Report

Form 4
Period: 2019-04-10
O'Grady Standish
Director10% Owner
Transactions
  • Other

    Common Stock

    2019-04-10+103,577103,577 total(indirect: By LLC)
Holdings
  • Common Stock

    (indirect: By Granite Ventures II, L.P.)
    12,351,794
  • Common Stock

    (indirect: By Trust)
    68,848
  • Common Stock

    (indirect: By GV Anaplan SPV, L.P.)
    250,036
  • Common Stock

    (indirect: By Granite Ventures Entrepreneurs Fund II, L.P.)
    99,947
Footnotes (3)
  • [F1]Represents an acquisition of securities from an in-kind distribution, and not a purchase or sale, without additional consideration paid, and is therefore an exempt, non-matchable acquisition pursuant to Section 16(b).
  • [F2]Granite Management II, LLC is the general partner of Granite Ventures II, L.P. and Granite Ventures Entrepreneurs Fund II, L.P. Granite Ventures, LLC is the general partner of GV Anaplan SPV, L.P. Standish O'Grady, a member of our board of directors, Jacqueline Berterretche and Christopher McKay are managing directors of the general partner entities of these funds that directly hold shares and as such Mr. O'Grady, Ms. Berterreche and Mr. McKay may be deemed to have voting and investment power with respect to such shares. These individuals disclaim beneficial ownership of the shares held by the aforementioned entities except to the extent of any pecuniary interest therein.
  • [F3]The shares are held by Standish H. O'Grady and Anne Brophy O'Grady, Trustees of The O'Grady Revocable Trust, dated January 3, 2014 (the "Trust").

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION