Horn Keith 4
4 · EMPIRE RESORTS INC · Filed May 8, 2019
Insider Transaction Report
Form 4
Horn Keith
Director
Transactions
- Award
Restricted Stock Units
2019-05-06+6,400→ 6,400 total→ Common Stock, par value $.01 per share (6,400 underlying)
Footnotes (2)
- [F1]Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Empire Resorts, Inc. (the "Company"). The Company may also elect to settle the vested RSUs for cash at its discretion.
- [F2]Mr. Horn was granted 6,400 RSUs under the Empire Resorts, Inc. 2015 Equity Incentive Plan, as amended (the "Plan"), which RSUs vest and are deliverable on May 15, 2020; provided that the RSUs shall vest immediately upon a Change in Control. All capitalized but undefined terms have the meanings ascribed thereto by the Plan.