SB Cayman 2 Ltd. 3
Accession 0000899243-19-012823
Filed
May 8, 8:00 PM ET
Accepted
May 9, 5:52 PM ET
Size
18.5 KB
Accession
0000899243-19-012823
Insider Transaction Report
Series C-1 Preferred Stock
→ Common Stock (9,191,048 underlying)- 90,924,832
Common Stock
Series A Preferred Stock
→ Common Stock (12,960,050 underlying)Series B Preferred Stock
→ Common Stock (34,758,029 underlying)Series C-3 Preferred Stock
→ Common Stock (86,446 underlying)Series C-2 Preferred Stock
→ Common Stock (7,444,846 underlying)Series D Preferred Stock
→ Common Stock (8,263,120 underlying)Series G-1 Preferred Stock
→ Common Stock (21,448,296 underlying)Series E Preferred Stock
→ Common Stock (3,973,883 underlying)Series Seed Preferred Stock
→ Common Stock (33,177,628 underlying)
- 90,924,832
Common Stock
Series D Preferred Stock
→ Common Stock (8,263,120 underlying)Series A Preferred Stock
→ Common Stock (12,960,050 underlying)Series C-1 Preferred Stock
→ Common Stock (9,191,048 underlying)Series B Preferred Stock
→ Common Stock (34,758,029 underlying)Series C-2 Preferred Stock
→ Common Stock (7,444,846 underlying)Series C-3 Preferred Stock
→ Common Stock (86,446 underlying)Series G-1 Preferred Stock
→ Common Stock (21,448,296 underlying)Series E Preferred Stock
→ Common Stock (3,973,883 underlying)Series Seed Preferred Stock
→ Common Stock (33,177,628 underlying)
Series E Preferred Stock
→ Common Stock (3,973,883 underlying)Series G-1 Preferred Stock
→ Common Stock (21,448,296 underlying)- 90,924,832
Common Stock
Series B Preferred Stock
→ Common Stock (34,758,029 underlying)Series C-1 Preferred Stock
→ Common Stock (9,191,048 underlying)Series C-3 Preferred Stock
→ Common Stock (86,446 underlying)Series D Preferred Stock
→ Common Stock (8,263,120 underlying)Series A Preferred Stock
→ Common Stock (12,960,050 underlying)Series C-2 Preferred Stock
→ Common Stock (7,444,846 underlying)Series Seed Preferred Stock
→ Common Stock (33,177,628 underlying)
Footnotes (3)
- [F1]SB Cayman 2 Ltd. is wholly-owned by SoftBank Vision Fund (AIV S1) LP, a Delaware limited partnership ("Vision Fund"). SB Investment Advisers (UK) Limited, a wholly-owned subsidiary of SoftBank Group Corp., has been appointed as alternative investment fund manager ("AIFM") and is exclusively responsible for managing the Vision Fund in accordance with the Alternative Investment Fund Managers Directive and is authorized and regulated by the UK Financial Conduct Authority accordingly. As AIFM of the Vision Fund, SB Investment Advisers (UK) Limited is exclusively responsible for making all decisions related to the acquisition, structuring, financing, voting, and disposal of the Vision Fund's Investments. SB Cayman 2 Ltd. has granted a proxy to a third party with respect to all voting interests in the Company in excess of 9.9% of its outstanding stock. This proxy will automatically terminate following approval of the Committee on Foreign Investment in the United States.
- [F2]{continued from footnote 2} Each such entity disclaims beneficial ownership of such shares except to the extent of such entity's pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
- [F3]The shares of Preferred Stock will automatically convert into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering and have no expiration date.
Documents
Issuer
Uber Technologies, Inc
CIK 0001543151
Related Parties
1- filerCIK 0001776239
Filing Metadata
- Form type
- 3
- Filed
- May 8, 8:00 PM ET
- Accepted
- May 9, 5:52 PM ET
- Size
- 18.5 KB