FROHLICH PHIL 4

Accession 0000899243-19-013672

CIK 0001648428other

Filed

May 15, 8:00 PM ET

Accepted

May 16, 12:30 PM ET

Size

15.9 KB

Accession

0000899243-19-013672

Form 4

Period: 2019-05-14

10% Owner

Transactions

Purchase
Common Stock, par value $0.01 per share
2019-05-14$0.76/sh+2,399$1,823→ 9,416,958 total(indirect: See Footnote)
Purchase
Common Stock, par value $0.01 per share
2019-05-14$0.78/sh+6$5→ 9,416,964 total(indirect: See Footnote)
Purchase
Common Stock, par value $0.01 per share
2019-05-14$0.79/sh+2,901$2,292→ 9,419,865 total(indirect: See Footnote)
Purchase
Common Stock, par value $0.01 per share
2019-05-14$0.80/sh+13,679$10,943→ 9,433,544 total(indirect: See Footnote)
Purchase
Common Stock, par value $0.01 per share
2019-05-14$0.75/sh+5,793$4,345→ 9,414,559 total(indirect: See Footnote)

10% Owner

Transactions

Purchase
Common Stock, par value $0.01 per share
2019-05-14$0.78/sh+6$5→ 9,416,964 total(indirect: See Footnote)
Purchase
Common Stock, par value $0.01 per share
2019-05-14$0.79/sh+2,901$2,292→ 9,419,865 total(indirect: See Footnote)
Purchase
Common Stock, par value $0.01 per share
2019-05-14$0.80/sh+13,679$10,943→ 9,433,544 total(indirect: See Footnote)
Purchase
Common Stock, par value $0.01 per share
2019-05-14$0.76/sh+2,399$1,823→ 9,416,958 total(indirect: See Footnote)
Purchase
Common Stock, par value $0.01 per share
2019-05-14$0.75/sh+5,793$4,345→ 9,414,559 total(indirect: See Footnote)

Footnotes (2)

[F1]The filing of this Form 4 shall not be construed as an admission that Prescott Group Capital Management, L.L.C. ("Prescott Capital") or Phil Frohlich, the manager of Prescott Capital, is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owner of any of the Common Stock, par value $0.01 per share (the "Common Stock"), of Sequential Brands Group, Inc. (the "Issuer") purchased by Prescott Group Aggressive Small Cap Master Fund, G.P. (the "Master Fund") for the accounts of Prescott Group Aggressive Small Cap, L.P. or Prescott Group Aggressive Small Cap II, L.P. (together, the "Small Cap Funds"). Pursuant to Rule 16a-1, both Prescott Capital and Mr. Frohlich disclaim such beneficial ownership.
[F2]Prescott Capital holds indirectly the shares of Common Stock of the Issuer through the account of the Master Fund, of which Prescott Capital is the Investment Manager. The Master Fund holds the shares of Common Stock for the accounts of the Small Cap Funds, of which Prescott Capital is the Investment Manager. Prescott Capital receives a portion of the profits in the way of a capital allocation from, and owns a partnership interest in, the Small Cap Funds. Phil Frohlich reports the Common Stock held indirectly by Prescott Capital because, as the manager of Prescott Capital at the time of purchase, he controlled the disposition and voting of the securities.

Documents

2 files

Sequential Brands Group, Inc.

CIK 0001648428

Entity typeother