4//SEC Filing
SB Cayman 2 Ltd. 4
Accession 0000899243-19-013739
CIK 0001543151other
Filed
May 15, 8:00 PM ET
Accepted
May 16, 4:06 PM ET
Size
42.9 KB
Accession
0000899243-19-013739
Insider Transaction Report
Form 4
SB Cayman 2 Ltd.
10% Owner
Transactions
- Conversion
Common Stock
2019-05-14+12,960,050→ 103,884,882 total - Conversion
Series C-3 Preferred Stock
2019-05-14−86,446→ 0 total→ Common Stock (86,446 underlying) - Conversion
Common Stock
2019-05-14+34,758,029→ 138,642,911 total - Conversion
Common Stock
2019-05-14+9,191,048→ 147,833,959 total - Conversion
Common Stock
2019-05-14+8,263,120→ 163,628,371 total - Conversion
Series E Preferred Stock
2019-05-14−3,973,883→ 0 total→ Common Stock (3,973,883 underlying) - Conversion
Common Stock
2019-05-14+86,446→ 155,365,251 total - Conversion
Common Stock
2019-05-14+21,448,296→ 189,050,550 total - Conversion
Series C-2 Preferred Stock
2019-05-14−7,444,846→ 0 total→ Common Stock (7,444,846 underlying) - Conversion
Series G-1 Preferred Stock
2019-05-14−21,448,296→ 0 total→ Common Stock (21,448,296 underlying) - Conversion
Common Stock
2019-05-14+3,973,883→ 167,602,254 total - Conversion
Common Stock
2019-05-14+33,177,628→ 222,228,178 total - Conversion
Series C-1 Preferred Stock
2019-05-14−9,191,048→ 0 total→ Common Stock (9,191,048 underlying) - Conversion
Common Stock
2019-05-14+7,444,846→ 155,278,805 total - Conversion
Series A Preferred Stock
2019-05-14−12,960,050→ 0 total→ Common Stock (12,960,050 underlying) - Conversion
Series B Preferred Stock
2019-05-14−34,758,029→ 0 total→ Common Stock (34,758,029 underlying) - Conversion
Series D Preferred Stock
2019-05-14−8,263,120→ 0 total→ Common Stock (8,263,120 underlying) - Conversion
Series Seed Preferred Stock
2019-05-14−33,177,628→ 0 total→ Common Stock (33,177,628 underlying)
SB INVESTMENT ADVISERS (UK) LTD
10% Owner
Transactions
- Conversion
Common Stock
2019-05-14+34,758,029→ 138,642,911 total - Conversion
Common Stock
2019-05-14+12,960,050→ 103,884,882 total - Conversion
Common Stock
2019-05-14+7,444,846→ 155,278,805 total - Conversion
Common Stock
2019-05-14+8,263,120→ 163,628,371 total - Conversion
Series C-1 Preferred Stock
2019-05-14−9,191,048→ 0 total→ Common Stock (9,191,048 underlying) - Conversion
Series C-3 Preferred Stock
2019-05-14−86,446→ 0 total→ Common Stock (86,446 underlying) - Conversion
Series G-1 Preferred Stock
2019-05-14−21,448,296→ 0 total→ Common Stock (21,448,296 underlying) - Conversion
Common Stock
2019-05-14+9,191,048→ 147,833,959 total - Conversion
Common Stock
2019-05-14+86,446→ 155,365,251 total - Conversion
Common Stock
2019-05-14+3,973,883→ 167,602,254 total - Conversion
Common Stock
2019-05-14+21,448,296→ 189,050,550 total - Conversion
Common Stock
2019-05-14+33,177,628→ 222,228,178 total - Conversion
Series B Preferred Stock
2019-05-14−34,758,029→ 0 total→ Common Stock (34,758,029 underlying) - Conversion
Series D Preferred Stock
2019-05-14−8,263,120→ 0 total→ Common Stock (8,263,120 underlying) - Conversion
Series E Preferred Stock
2019-05-14−3,973,883→ 0 total→ Common Stock (3,973,883 underlying) - Conversion
Series Seed Preferred Stock
2019-05-14−33,177,628→ 0 total→ Common Stock (33,177,628 underlying) - Conversion
Series A Preferred Stock
2019-05-14−12,960,050→ 0 total→ Common Stock (12,960,050 underlying) - Conversion
Series C-2 Preferred Stock
2019-05-14−7,444,846→ 0 total→ Common Stock (7,444,846 underlying)
SoftBank Vision Fund (AIV S1) L.P.
10% Owner
Transactions
- Conversion
Common Stock
2019-05-14+12,960,050→ 103,884,882 total - Conversion
Common Stock
2019-05-14+9,191,048→ 147,833,959 total - Conversion
Common Stock
2019-05-14+86,446→ 155,365,251 total - Conversion
Common Stock
2019-05-14+8,263,120→ 163,628,371 total - Conversion
Common Stock
2019-05-14+3,973,883→ 167,602,254 total - Conversion
Common Stock
2019-05-14+21,448,296→ 189,050,550 total - Conversion
Series C-2 Preferred Stock
2019-05-14−7,444,846→ 0 total→ Common Stock (7,444,846 underlying) - Conversion
Common Stock
2019-05-14+34,758,029→ 138,642,911 total - Conversion
Common Stock
2019-05-14+7,444,846→ 155,278,805 total - Conversion
Series A Preferred Stock
2019-05-14−12,960,050→ 0 total→ Common Stock (12,960,050 underlying) - Conversion
Series C-1 Preferred Stock
2019-05-14−9,191,048→ 0 total→ Common Stock (9,191,048 underlying) - Conversion
Common Stock
2019-05-14+33,177,628→ 222,228,178 total - Conversion
Series B Preferred Stock
2019-05-14−34,758,029→ 0 total→ Common Stock (34,758,029 underlying) - Conversion
Series C-3 Preferred Stock
2019-05-14−86,446→ 0 total→ Common Stock (86,446 underlying) - Conversion
Series D Preferred Stock
2019-05-14−8,263,120→ 0 total→ Common Stock (8,263,120 underlying) - Conversion
Series E Preferred Stock
2019-05-14−3,973,883→ 0 total→ Common Stock (3,973,883 underlying) - Conversion
Series G-1 Preferred Stock
2019-05-14−21,448,296→ 0 total→ Common Stock (21,448,296 underlying) - Conversion
Series Seed Preferred Stock
2019-05-14−33,177,628→ 0 total→ Common Stock (33,177,628 underlying)
Footnotes (3)
- [F1]All Series of Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering.
- [F2]SB Cayman 2 Ltd. is wholly-owned by SoftBank Vision Fund (AIV S1) LP, a Delaware limited partnership ("Vision Fund"). SB Investment Advisers (UK) Limited, a wholly-owned subsidiary of SoftBank Group Corp., has been appointed as alternative investment fund manager ("AIFM") and is exclusively responsible for managing the Vision Fund in accordance with the Alternative Investment Fund Managers Directive and is authorized and regulated by the UK Financial Conduct Authority accordingly. As AIFM of the Vision Fund, SB Investment Advisers (UK) Limited is exclusively responsible for making all decisions related to the acquisition, structuring, financing, voting, and disposal of the Vision Fund's Investments. SB Cayman 2 Ltd. has granted a proxy to a third party with respect to all voting interests in the Company in excess of 9.9% of its outstanding stock.
- [F3](Continued from footnote 2) This proxy will automatically terminate following approval of the Committee on Foreign Investment in the United States. Each such entity disclaims beneficial ownership of such shares except to the extent of such entity's pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Documents
Issuer
Uber Technologies, Inc
CIK 0001543151
Entity typeother
IncorporatedCayman Islands
Related Parties
1- filerCIK 0001776239
Filing Metadata
- Form type
- 4
- Filed
- May 15, 8:00 PM ET
- Accepted
- May 16, 4:06 PM ET
- Size
- 42.9 KB