LINDOP CHRISTOPHER J 4

4 · Quotient Ltd · Filed May 28, 2019

Form 4

Period: 2019-05-24

Chief Financial Officer

Transactions

Exercise/Conversion
Restricted Stock Units
2019-05-24−10,271→ 20,541 total
→ Ordinary Shares (10,271 underlying)
Award
Restricted Stock Units
2019-05-24+45,000→ 45,000 total
→ Ordinary Shares (45,000 underlying)
Exercise/Conversion
Ordinary Shares
2019-05-24+21,446→ 293,042 total
Exercise/Conversion
Restricted Stock Units
2019-05-24−11,175→ 0 total
→ Ordinary Shares (11,175 underlying)

Holdings

Restricted Stock Units
→ Ordinary Shares (58,333 underlying)
58,334
Ordinary Share Option (Right to Buy)
Exercise: $6.41Exp: 2017-02-09→ Ordinary Shares (125,000 underlying)
125,000

Footnotes (6)

[F1]Restricted Stock Units convert into ordinary shares on a one-for-one basis.
[F2]83,334 options have vested and remain exercisable, 41,666 options will vest on February 9, 2020.
[F3]On February 9, 2017, the Reporting Person was granted 175,000 Restricted Stock Units, of which 116,666 have vested and have been exercised. The remaining 58,334 Restricted Stock Units will vest on February 9, 2020.
[F4]On May 24, 2018, the Reporting Person was granted 30,812 Restricted Stock Units, of which 10,271 have vested and have been exercised. The remaining 20,541 Restricted Stock Units will vest in two equal installments on May 24, 2020 and May 24, 2021.
[F5]On May 23, 2018, the Reporting Person was granted 11,175 restricted stock units that would vest on May 24, 2019 if certain business milestones were achieved on or before December 31, 2018. The business milestones were reached on December 12, 2018, and accordingly the restricted stock units have vested and have been exercised.
[F6]On May 24, 2019, the Reporting Person was granted 45,000 Restricted Stock Units, vesting in three equal annual installments beginning May 24, 2020.

Documents

1 file