Home/Filings/4/0000899243-19-015255
4//SEC Filing

Carter Russell Davis III 4

Accession 0000899243-19-015255

CIK 0001331520other

Filed

May 30, 8:00 PM ET

Accepted

May 31, 11:06 AM ET

Size

11.4 KB

Accession

0000899243-19-015255

Insider Transaction Report

Form 4
Period: 2019-05-29
Carter Russell Davis III
Centennial Bank Regional Pres.
Transactions
  • Sale

    Common Stock

    2019-05-29$18.20/sh3,333$60,66116,258.648 total
Holdings
  • Common Stock - Restricted

    6,667
  • Common Stock

    (indirect: By 401(k))
    7,833.039
  • Common Stock

    (indirect: By IRA)
    5,234
  • Common Stock - Performance Based

    25,000
  • Performance Stock Option

    Exercise: $18.46Exp: 2025-08-23Common Stock (40,000 underlying)
    40,000
  • Performance Stock Option

    Exercise: $23.32Exp: 2028-07-19Common Stock (20,000 underlying)
    20,000
Footnotes (6)
  • [F1]Restricted Stock granted on August 24, 2015 will vest in 33 1/3% installments over five years beginning on the third anniversary of the award date. The stock began vesting in 33 1/3% installments on August 24, 2018.
  • [F2]The Performance Stock awarded on July 19, 2018 will vest in 33 1/3% installments over three years beginning on the third annual anniversary of the date that the performance goal is met.
  • [F3]The Performance Stock awarded on August 24, 2015 will vest in 33 1/3% installments over five years beginning on the third annual anniversary of the date that the performance goal is met. The performance goal was met on December 31, 2016 and will therefore begin vesting in 33 1/3% installments on December 31, 2019.
  • [F4]Includes 770.1772 shares acquired under the Home BancShares, Inc. 401(k) Plan (the "Plan") since the date of the reporting person's last ownership report resulting from the Plan's conversion from a unitized stock fund to actual shares and from additional new-money acquisitions under the Plan since the reporting person's last ownership report.
  • [F5]Once the performance goal has been met, the Performance Stock Option awarded on August 24, 2015 is exercisable in seven equal annual installments beginning on the first annual anniversary of the award date. The performance goal was met on December 31, 2016. Therefore, the first installment became exercisable on August 24, 2016.
  • [F6]The Performance Stock Option awarded on July 19, 2018 is exercisable in five equal annual installments beginning on the first annual anniversary of the date that the performance goal is met.

Issuer

HOME BANCSHARES INC

CIK 0001331520

Entity typeother

Related Parties

1
  • filerCIK 0001577476

Filing Metadata

Form type
4
Filed
May 30, 8:00 PM ET
Accepted
May 31, 11:06 AM ET
Size
11.4 KB