GRANITE VENTURES LLC 4
4 · Anaplan, Inc. · Filed Jun 6, 2019
Insider Transaction Report
Form 4
Anaplan, Inc.PLAN
GRANITE VENTURES LLC
10% Owner
Transactions
- Other
Common Stock
2019-06-05+51,354→ 55,354 total - Other
Common Stock
2019-06-05+29,580→ 29,580 total(indirect: By Trust) - Other
Common Stock
2019-06-05+22,453→ 126,030 total - Other
Common Stock
2019-06-05−99,947→ 0 total(indirect: By Granite Ventures Entrepreneurs Fund II, L.P.) - Other
Common Stock
2019-06-05−1,500,000→ 10,851,794 total(indirect: By Granite Ventures II, L.P.) - Other
Common Stock
2019-06-05−126,030→ 0 total - Other
Common Stock
2019-06-05−250,036→ 0 total(indirect: By GV Anaplan SPV, L.P.)
Footnotes (5)
- [F1]Represents an acquisition of securities from an in-kind distribution, and not a purchase or sale, without additional consideration paid, and is therefore an exempt, non-matchable acquisition pursuant to Section 16(b).
- [F2]Represents a pro-rata in-kind distribution, and not a purchase or sale, without additional consideration to its partners.
- [F3]Granite Management II, LLC is the general partner of Granite Ventures II, L.P. and Granite Ventures Entrepreneurs Fund II, L.P. Granite Ventures, LLC is the general partner of GV Anaplan SPV, L.P. Standish O'Grady, a member of our board of directors, Jacqueline Berterretche and Christopher McKay are managing directors of the general partner entities of these funds that directly hold shares and as such Mr. O'Grady, Ms. Berterreche and Mr. McKay may be deemed to have voting and investment power with respect to such shares. These individuals disclaim beneficial ownership of the shares held by the aforementioned entities except to the extent of any pecuniary interest therein.
- [F4]Represents shares held directly by Christopher McKay.
- [F5]Represents shares held by the Dominic and Jacqueline Berterretche Revocable Trust.