Social Capital Holdings Inc. 3
Accession 0000899243-19-016062
Filed
Jun 6, 8:00 PM ET
Accepted
Jun 7, 5:29 PM ET
Size
27.0 KB
Accession
0000899243-19-016062
Insider Transaction Report
- (indirect: See Footnote)
Class B Common Stock
→ Class A Common Stock (1,912,786 underlying) - (indirect: See Footnote)
Series A Preferred Stock
→ Class B Common Stock (266,181 underlying) - (indirect: See Footnote)
Series C Preferred Stock
→ Class B Common Stock (37,897,920 underlying) - (indirect: See Footnote)
Series D Preferred Stock
→ Class B Common Stock (5,392,140 underlying) - (indirect: By Partnership)
Series E Preferred Stock
→ Class B Common Stock (2,511,300 underlying) - (indirect: By Partnership)
Series F Preferred Stock
→ Class B Common Stock (2,550,628 underlying) - (indirect: See Footnote)
Series G Preferred Stock
→ Class B Common Stock (322,407 underlying)
- (indirect: See Footnote)
Series C Preferred Stock
→ Class B Common Stock (37,897,920 underlying) - (indirect: See Footnote)
Class B Common Stock
→ Class A Common Stock (1,912,786 underlying) - (indirect: See Footnote)
Series D Preferred Stock
→ Class B Common Stock (5,392,140 underlying) - (indirect: By Partnership)
Series E Preferred Stock
→ Class B Common Stock (2,511,300 underlying) - (indirect: See Footnote)
Series G Preferred Stock
→ Class B Common Stock (322,407 underlying) - (indirect: See Footnote)
Series A Preferred Stock
→ Class B Common Stock (266,181 underlying) - (indirect: By Partnership)
Series F Preferred Stock
→ Class B Common Stock (2,550,628 underlying)
- (indirect: See Footnote)
Series A Preferred Stock
→ Class B Common Stock (266,181 underlying) - (indirect: See Footnote)
Series C Preferred Stock
→ Class B Common Stock (37,897,920 underlying) - (indirect: See Footnote)
Series D Preferred Stock
→ Class B Common Stock (5,392,140 underlying) - (indirect: By Partnership)
Series E Preferred Stock
→ Class B Common Stock (2,511,300 underlying) - (indirect: See Footnote)
Class B Common Stock
→ Class A Common Stock (1,912,786 underlying) - (indirect: By Partnership)
Series F Preferred Stock
→ Class B Common Stock (2,550,628 underlying) - (indirect: See Footnote)
Series G Preferred Stock
→ Class B Common Stock (322,407 underlying)
- (indirect: See Footnote)
Series D Preferred Stock
→ Class B Common Stock (5,392,140 underlying) - (indirect: See Footnote)
Series G Preferred Stock
→ Class B Common Stock (322,407 underlying) - (indirect: See Footnote)
Class B Common Stock
→ Class A Common Stock (1,912,786 underlying) - (indirect: See Footnote)
Series C Preferred Stock
→ Class B Common Stock (37,897,920 underlying) - (indirect: By Partnership)
Series F Preferred Stock
→ Class B Common Stock (2,550,628 underlying) - (indirect: See Footnote)
Series A Preferred Stock
→ Class B Common Stock (266,181 underlying) - (indirect: By Partnership)
Series E Preferred Stock
→ Class B Common Stock (2,511,300 underlying)
- (indirect: See Footnote)
Series A Preferred Stock
→ Class B Common Stock (266,181 underlying) - (indirect: See Footnote)
Class B Common Stock
→ Class A Common Stock (1,912,786 underlying) - (indirect: See Footnote)
Series C Preferred Stock
→ Class B Common Stock (37,897,920 underlying) - (indirect: See Footnote)
Series D Preferred Stock
→ Class B Common Stock (5,392,140 underlying) - (indirect: By Partnership)
Series E Preferred Stock
→ Class B Common Stock (2,511,300 underlying) - (indirect: By Partnership)
Series F Preferred Stock
→ Class B Common Stock (2,550,628 underlying) - (indirect: See Footnote)
Series G Preferred Stock
→ Class B Common Stock (322,407 underlying)
- (indirect: By Partnership)
Series F Preferred Stock
→ Class B Common Stock (2,550,628 underlying) - (indirect: See Footnote)
Series A Preferred Stock
→ Class B Common Stock (266,181 underlying) - (indirect: See Footnote)
Series G Preferred Stock
→ Class B Common Stock (322,407 underlying) - (indirect: See Footnote)
Class B Common Stock
→ Class A Common Stock (1,912,786 underlying) - (indirect: See Footnote)
Series C Preferred Stock
→ Class B Common Stock (37,897,920 underlying) - (indirect: See Footnote)
Series D Preferred Stock
→ Class B Common Stock (5,392,140 underlying) - (indirect: By Partnership)
Series E Preferred Stock
→ Class B Common Stock (2,511,300 underlying)
- (indirect: See Footnote)
Class B Common Stock
→ Class A Common Stock (1,912,786 underlying) - (indirect: See Footnote)
Series A Preferred Stock
→ Class B Common Stock (266,181 underlying) - (indirect: See Footnote)
Series C Preferred Stock
→ Class B Common Stock (37,897,920 underlying) - (indirect: See Footnote)
Series D Preferred Stock
→ Class B Common Stock (5,392,140 underlying) - (indirect: By Partnership)
Series E Preferred Stock
→ Class B Common Stock (2,511,300 underlying) - (indirect: By Partnership)
Series F Preferred Stock
→ Class B Common Stock (2,550,628 underlying) - (indirect: See Footnote)
Series G Preferred Stock
→ Class B Common Stock (322,407 underlying)
- (indirect: See Footnote)
Series C Preferred Stock
→ Class B Common Stock (37,897,920 underlying) - (indirect: By Partnership)
Series F Preferred Stock
→ Class B Common Stock (2,550,628 underlying) - (indirect: See Footnote)
Series G Preferred Stock
→ Class B Common Stock (322,407 underlying) - (indirect: See Footnote)
Class B Common Stock
→ Class A Common Stock (1,912,786 underlying) - (indirect: See Footnote)
Series A Preferred Stock
→ Class B Common Stock (266,181 underlying) - (indirect: See Footnote)
Series D Preferred Stock
→ Class B Common Stock (5,392,140 underlying) - (indirect: By Partnership)
Series E Preferred Stock
→ Class B Common Stock (2,511,300 underlying)
- (indirect: See Footnote)
Series A Preferred Stock
→ Class B Common Stock (266,181 underlying) - (indirect: See Footnote)
Series D Preferred Stock
→ Class B Common Stock (5,392,140 underlying) - (indirect: By Partnership)
Series E Preferred Stock
→ Class B Common Stock (2,511,300 underlying) - (indirect: See Footnote)
Series G Preferred Stock
→ Class B Common Stock (322,407 underlying) - (indirect: See Footnote)
Class B Common Stock
→ Class A Common Stock (1,912,786 underlying) - (indirect: See Footnote)
Series C Preferred Stock
→ Class B Common Stock (37,897,920 underlying) - (indirect: By Partnership)
Series F Preferred Stock
→ Class B Common Stock (2,550,628 underlying)
Footnotes (6)
- [F1]Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the Reporting Person and has no expiration date.
- [F2]The shares are held by The Social+Capital Partnership III, L.P. (the "SC III") for itself and as nominee for The Social+Capital Partnership Principals Fund III, L.P. (the "Principals III"). The Social+Capital Partnership GP III, Ltd. (the "GP III Ltd.") is the general partner of The Social+Capital Partnership GP III, L.P. (the "GP III LP"), which is the general partner of SC III. The sole member of GP III Ltd. is Social Capital Holdings Inc. ("SC Holdings"). GP III Ltd. has sole voting and dispositive power with regard to the shares held by SC III.
- [F3]The Series A, Series C, Series D, Series E, Series F, and Series G Preferred Stock are each convertible into Class B Common Stock on a 1:1 basis and have no expiration date. Upon the effectiveness of the Issuer's Registration Statement on Form S-1, all shares of preferred stock will be converted into shares of Class B Common Stock of the Issuer.
- [F4]The shares are held by The Social+Capital Partnership II, L.P., (the "SC II") for itself and as nominee for certain other individuals and entities. The Social+Capital Partnership GP II, Ltd.(the "GP II Ltd.") is the general partner of The Social+Capital Partnership GP II, L.P. (the "GP II LP"), which is the general partner of SC II. The sole member of GP II Ltd. is SC Holdings. GP II Ltd. has sole voting and dispositive power with regard to the shares held by SC II.
- [F5]The shares are held by The Social+Capital Partnership Opportunities Fund, L.P., (the "SCP Opportunities Fund"). The Social+Capital Partnership Opportunities Fund GP, Ltd. (the "Opportunities GP Ltd.") is the general partner of The Social+Capital Partnership Opportunities Fund GP, L.P. (the "Opportunities GP LP"), which is the general partner of SCP Opportunities Fund. The sole member of Opportunities GP Ltd. is SC Holdings. Opportunities GP Ltd. has sole voting and dispositive power with regard to the shares held by SCP Opportunities Fund.
- [F6]Chamath Palihapitiya is a director of the Issuer and is the Chief Executive Officer of SC Holdings and holds voting and dispositive power over shares controlled by GP II Ltd., GP III Ltd., and Opportunities GP Ltd.
Documents
Issuer
Slack Technologies, Inc.
CIK 0001764925
Related Parties
1- filerCIK 0001778886
Filing Metadata
- Form type
- 3
- Filed
- Jun 6, 8:00 PM ET
- Accepted
- Jun 7, 5:29 PM ET
- Size
- 27.0 KB