Home/Filings/4/0000899243-19-016088

4//SEC Filing

Social Capital Holdings Inc. 4

Accession 0000899243-19-016088

CIK 0001764925other

View on SEC.gov Company Profile

Filed

Jun 6, 8:00 PM ET

Accepted

Jun 7, 6:48 PM ET

Size

35.4 KB

Accession

0000899243-19-016088

Insider Transaction Report

Form 4

Period: 2019-06-07

Slack Technologies, Inc.WORK

Social Capital Holdings Inc.

10% Owner

Transactions

Conversion
Series C Preferred Stock
2019-06-07−37,897,920→ 0 total(indirect: See Footnote)
→ Class B Common Stock (37,897,920 underlying)
Conversion
Series E Preferred Stock
2019-06-07−2,511,300→ 0 total(indirect: By Partnership)
→ Class B Common Stock (2,511,300 underlying)
Conversion
Series G Preferred Stock
2019-06-07−322,407→ 0 total(indirect: See Footnote)
→ Class B Common Stock (322,407 underlying)
Conversion
Series A Preferred Stock
2019-06-07−266,181→ 0 total(indirect: See Footnote)
→ Class B Common Stock (266,181 underlying)
Conversion
Series D Preferred Stock
2019-06-07−5,392,140→ 0 total(indirect: See Footnote)
→ Class B Common Stock (5,392,140 underlying)
Conversion
Series F Preferred Stock
2019-06-07−2,550,628→ 0 total(indirect: By Partnership)
→ Class B Common Stock (2,550,628 underlying)
Other
Class B Common Stock
2019-06-07+48,940,576→ 50,853,362 total(indirect: See Footnote)
→ Class A Common Stock (48,940,576 underlying)

Social Capital Partnership Principals Fund II, L.P.

10% Owner

Transactions

Conversion
Series C Preferred Stock
2019-06-07−37,897,920→ 0 total(indirect: See Footnote)
→ Class B Common Stock (37,897,920 underlying)
Conversion
Series E Preferred Stock
2019-06-07−2,511,300→ 0 total(indirect: By Partnership)
→ Class B Common Stock (2,511,300 underlying)
Conversion
Series F Preferred Stock
2019-06-07−2,550,628→ 0 total(indirect: By Partnership)
→ Class B Common Stock (2,550,628 underlying)
Other
Class B Common Stock
2019-06-07+48,940,576→ 50,853,362 total(indirect: See Footnote)
→ Class A Common Stock (48,940,576 underlying)
Conversion
Series D Preferred Stock
2019-06-07−5,392,140→ 0 total(indirect: See Footnote)
→ Class B Common Stock (5,392,140 underlying)
Conversion
Series G Preferred Stock
2019-06-07−322,407→ 0 total(indirect: See Footnote)
→ Class B Common Stock (322,407 underlying)
Conversion
Series A Preferred Stock
2019-06-07−266,181→ 0 total(indirect: See Footnote)
→ Class B Common Stock (266,181 underlying)

Social Capital Partnership GP II, L.P.

10% Owner

Transactions

Conversion
Series A Preferred Stock
2019-06-07−266,181→ 0 total(indirect: See Footnote)
→ Class B Common Stock (266,181 underlying)
Conversion
Series E Preferred Stock
2019-06-07−2,511,300→ 0 total(indirect: By Partnership)
→ Class B Common Stock (2,511,300 underlying)
Conversion
Series F Preferred Stock
2019-06-07−2,550,628→ 0 total(indirect: By Partnership)
→ Class B Common Stock (2,550,628 underlying)
Conversion
Series G Preferred Stock
2019-06-07−322,407→ 0 total(indirect: See Footnote)
→ Class B Common Stock (322,407 underlying)
Other
Class B Common Stock
2019-06-07+48,940,576→ 50,853,362 total(indirect: See Footnote)
→ Class A Common Stock (48,940,576 underlying)
Conversion
Series C Preferred Stock
2019-06-07−37,897,920→ 0 total(indirect: See Footnote)
→ Class B Common Stock (37,897,920 underlying)
Conversion
Series D Preferred Stock
2019-06-07−5,392,140→ 0 total(indirect: See Footnote)
→ Class B Common Stock (5,392,140 underlying)

Social Capital Partnership III, L.P.

10% Owner

Transactions

Conversion
Series A Preferred Stock
2019-06-07−266,181→ 0 total(indirect: See Footnote)
→ Class B Common Stock (266,181 underlying)
Conversion
Series C Preferred Stock
2019-06-07−37,897,920→ 0 total(indirect: See Footnote)
→ Class B Common Stock (37,897,920 underlying)
Conversion
Series D Preferred Stock
2019-06-07−5,392,140→ 0 total(indirect: See Footnote)
→ Class B Common Stock (5,392,140 underlying)
Conversion
Series E Preferred Stock
2019-06-07−2,511,300→ 0 total(indirect: By Partnership)
→ Class B Common Stock (2,511,300 underlying)
Conversion
Series F Preferred Stock
2019-06-07−2,550,628→ 0 total(indirect: By Partnership)
→ Class B Common Stock (2,550,628 underlying)
Other
Class B Common Stock
2019-06-07+48,940,576→ 50,853,362 total(indirect: See Footnote)
→ Class A Common Stock (48,940,576 underlying)
Conversion
Series G Preferred Stock
2019-06-07−322,407→ 0 total(indirect: See Footnote)
→ Class B Common Stock (322,407 underlying)

Social Capital Partnership Principals Fund III, L.P.

10% Owner

Transactions

Conversion
Series D Preferred Stock
2019-06-07−5,392,140→ 0 total(indirect: See Footnote)
→ Class B Common Stock (5,392,140 underlying)
Conversion
Series E Preferred Stock
2019-06-07−2,511,300→ 0 total(indirect: By Partnership)
→ Class B Common Stock (2,511,300 underlying)
Conversion
Series G Preferred Stock
2019-06-07−322,407→ 0 total(indirect: See Footnote)
→ Class B Common Stock (322,407 underlying)
Conversion
Series C Preferred Stock
2019-06-07−37,897,920→ 0 total(indirect: See Footnote)
→ Class B Common Stock (37,897,920 underlying)
Conversion
Series F Preferred Stock
2019-06-07−2,550,628→ 0 total(indirect: By Partnership)
→ Class B Common Stock (2,550,628 underlying)
Conversion
Series A Preferred Stock
2019-06-07−266,181→ 0 total(indirect: See Footnote)
→ Class B Common Stock (266,181 underlying)
Other
Class B Common Stock
2019-06-07+48,940,576→ 50,853,362 total(indirect: See Footnote)
→ Class A Common Stock (48,940,576 underlying)

Social Capital Partnership GP III, Ltd

10% Owner

Transactions

Conversion
Series C Preferred Stock
2019-06-07−37,897,920→ 0 total(indirect: See Footnote)
→ Class B Common Stock (37,897,920 underlying)
Conversion
Series D Preferred Stock
2019-06-07−5,392,140→ 0 total(indirect: See Footnote)
→ Class B Common Stock (5,392,140 underlying)
Conversion
Series E Preferred Stock
2019-06-07−2,511,300→ 0 total(indirect: By Partnership)
→ Class B Common Stock (2,511,300 underlying)
Conversion
Series F Preferred Stock
2019-06-07−2,550,628→ 0 total(indirect: By Partnership)
→ Class B Common Stock (2,550,628 underlying)
Conversion
Series G Preferred Stock
2019-06-07−322,407→ 0 total(indirect: See Footnote)
→ Class B Common Stock (322,407 underlying)
Other
Class B Common Stock
2019-06-07+48,940,576→ 50,853,362 total(indirect: See Footnote)
→ Class A Common Stock (48,940,576 underlying)
Conversion
Series A Preferred Stock
2019-06-07−266,181→ 0 total(indirect: See Footnote)
→ Class B Common Stock (266,181 underlying)

Social Capital Partnership GP III, L.P.

10% Owner

Transactions

Conversion
Series C Preferred Stock
2019-06-07−37,897,920→ 0 total(indirect: See Footnote)
→ Class B Common Stock (37,897,920 underlying)
Conversion
Series E Preferred Stock
2019-06-07−2,511,300→ 0 total(indirect: By Partnership)
→ Class B Common Stock (2,511,300 underlying)
Conversion
Series G Preferred Stock
2019-06-07−322,407→ 0 total(indirect: See Footnote)
→ Class B Common Stock (322,407 underlying)
Conversion
Series A Preferred Stock
2019-06-07−266,181→ 0 total(indirect: See Footnote)
→ Class B Common Stock (266,181 underlying)
Conversion
Series D Preferred Stock
2019-06-07−5,392,140→ 0 total(indirect: See Footnote)
→ Class B Common Stock (5,392,140 underlying)
Conversion
Series F Preferred Stock
2019-06-07−2,550,628→ 0 total(indirect: By Partnership)
→ Class B Common Stock (2,550,628 underlying)
Other
Class B Common Stock
2019-06-07+48,940,576→ 50,853,362 total(indirect: See Footnote)
→ Class A Common Stock (48,940,576 underlying)

Social Capital Partnership GP II, Ltd.

10% Owner

Transactions

Conversion
Series C Preferred Stock
2019-06-07−37,897,920→ 0 total(indirect: See Footnote)
→ Class B Common Stock (37,897,920 underlying)
Conversion
Series D Preferred Stock
2019-06-07−5,392,140→ 0 total(indirect: See Footnote)
→ Class B Common Stock (5,392,140 underlying)
Conversion
Series E Preferred Stock
2019-06-07−2,511,300→ 0 total(indirect: By Partnership)
→ Class B Common Stock (2,511,300 underlying)
Conversion
Series F Preferred Stock
2019-06-07−2,550,628→ 0 total(indirect: By Partnership)
→ Class B Common Stock (2,550,628 underlying)
Conversion
Series G Preferred Stock
2019-06-07−322,407→ 0 total(indirect: See Footnote)
→ Class B Common Stock (322,407 underlying)
Other
Class B Common Stock
2019-06-07+48,940,576→ 50,853,362 total(indirect: See Footnote)
→ Class A Common Stock (48,940,576 underlying)
Conversion
Series A Preferred Stock
2019-06-07−266,181→ 0 total(indirect: See Footnote)
→ Class B Common Stock (266,181 underlying)

Social Capital Partnership II, L.P.

10% Owner

Transactions

Conversion
Series D Preferred Stock
2019-06-07−5,392,140→ 0 total(indirect: See Footnote)
→ Class B Common Stock (5,392,140 underlying)
Conversion
Series F Preferred Stock
2019-06-07−2,550,628→ 0 total(indirect: By Partnership)
→ Class B Common Stock (2,550,628 underlying)
Other
Class B Common Stock
2019-06-07+48,940,576→ 50,853,362 total(indirect: See Footnote)
→ Class A Common Stock (48,940,576 underlying)
Conversion
Series A Preferred Stock
2019-06-07−266,181→ 0 total(indirect: See Footnote)
→ Class B Common Stock (266,181 underlying)
Conversion
Series C Preferred Stock
2019-06-07−37,897,920→ 0 total(indirect: See Footnote)
→ Class B Common Stock (37,897,920 underlying)
Conversion
Series E Preferred Stock
2019-06-07−2,511,300→ 0 total(indirect: By Partnership)
→ Class B Common Stock (2,511,300 underlying)
Conversion
Series G Preferred Stock
2019-06-07−322,407→ 0 total(indirect: See Footnote)
→ Class B Common Stock (322,407 underlying)

Footnotes (6)

[F1]The Series A, Series C, Series D, Series E, Series F, and Series G Preferred Stock are each convertible into Class B Common Stock on a 1:1 basis and have no expiration date. Upon the effectiveness of the Issuer's Registration Statement on Form S-1, all shares of preferred stock were converted, in an exempt transaction pursuant to Rule 16b-7, into shares of Class B Common Stock of the Issuer.
[F2]Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the Reporting Person and has no expiration date.
[F3]The shares are held by The Social+Capital Partnership III, L.P. (the "SC III") for itself and as nominee for The Social+Capital Partnership Principals Fund III, L.P. (the "Principals III"). The Social+Capital Partnership GP III, Ltd. (the "GP III Ltd.") is the general partner of The Social+Capital Partnership GP III, L.P. (the "GP III LP"), which is the general partner of SC III. The sole member of GP III Ltd. is Social Capital Holdings Inc. ("SC Holdings"). GP III Ltd. has sole voting and dispositive power with regard to the shares held by SC III.
[F4]The shares are held by The Social+Capital Partnership II, L.P., (the "SC II") for itself and as nominee for certain other individuals and entities. The Social+Capital Partnership GP II, Ltd.(the "GP II Ltd.") is the general partner of The Social+Capital Partnership GP II, L.P. (the "GP II LP"), which is the general partner of SC II. The sole member of GP II Ltd. is SC Holdings. GP II Ltd. has sole voting and dispositive power with regard to the shares held by SC II.
[F5]The shares are held by The Social+Capital Partnership Opportunities Fund, L.P., (the "SCP Opportunities Fund"). The Social+Capital Partnership Opportunities Fund GP, Ltd. (the "Opportunities GP Ltd.") is the general partner of The Social+Capital Partnership Opportunities Fund GP, L.P. (the "Opportunities GP LP"), which is the general partner of SCP Opportunities Fund. The sole member of Opportunities GP Ltd. is SC Holdings. Opportunities GP Ltd. has sole voting and dispositive power with regard to the shares held by SCP Opportunities Fund.
[F6]Chamath Palihapitiya is a director of the Issuer and the Chief Executive Officer of SC Holdings and holds voting and dispositive power over shares controlled by GP II Ltd., GP III Ltd., and Opportunities GP Ltd.

Documents

1 file

4
doc4.xmlPrimary
FORM 4 SUBMISSION

Issuer

Slack Technologies, Inc.

CIK 0001764925

→

Entity typeother

IncorporatedDE

Related Parties

filerCIK 0001778886

Filing Metadata

Form type: 4
Filed: Jun 6, 8:00 PM ET
Accepted: Jun 7, 6:48 PM ET
Size: 35.4 KB

View on SEC.gov