MOHAN RAVI 4
4 · Anaplan, Inc. · Filed Jun 10, 2019
Insider Transaction Report
Form 4
Anaplan, Inc.PLAN
MOHAN RAVI
Director10% Owner
Transactions
- Other
Common Stock
2019-06-06−710,500→ 34,500 total(indirect: By LLC) - Other
Common Stock
2019-06-06+153,646→ 302,903 total - Other
Common Stock
2019-06-06−3,500,000→ 6,527,098 total(indirect: By Shasta Ventures II, L.P.) - Sale
Common Stock
2019-06-07$47.85/sh−135,583$6,487,647→ 156,920 total - Other
Common Stock
2019-06-06+728,000→ 745,000 total(indirect: By LLC) - Sale
Common Stock
2019-06-07$48.37/sh−3,274$158,363→ 153,646 total - Sale
Common Stock
2019-06-07$46.95/sh−10,400$488,280→ 292,503 total
Footnotes (9)
- [F1]Represents an in kind distribution without consideration by Shasta Ventures II, L.P. ("Shasta II") to its partners, including its general partner, Shasta Ventures II GP, LLC ("Shasta II GP").
- [F2]These shares are owned directly by Shasta II, of which Shasta II GP is the sole general partner and exercises voting and investment power over these shares. The reporting person is a managing director of Shasta II and disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
- [F3]Represents the receipt of shares in the pro rata in kind distribution of Common Stock of the Issuer by Shasta II described in footnote (1).
- [F4]These shares are owned directly by Shasta II GP. The reporting person is a managing director of Shasta II and disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
- [F5]Represents a pro-rata in-kind distribution of shares by Shasta II GP, without consideration, to its members.
- [F6]Represents a change in the form of ownership from indirect ownership to direct by virtue of the receipt of shares in the pro rata in kind distribution by Shasta II GP described in footnote (5).
- [F7]Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $46.30 - $47.26 per share. Each Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- [F8]Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $47.33 - $48.33 per share. Each Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- [F9]Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $48.34 - $48.40 per share. Each Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.