4//SEC Filing
Nickel Russell Eugene 4
Accession 0000899243-19-018607
CIK 0001704711other
Filed
Jun 30, 8:00 PM ET
Accepted
Jul 1, 4:18 PM ET
Size
13.9 KB
Accession
0000899243-19-018607
Insider Transaction Report
Form 4
Funko, Inc.FNKO
Nickel Russell Eugene
CHIEF FINANCIAL OFFICER
Transactions
- Conversion
Class A Common Stock
2019-06-27+11,514→ 13,669 total - Exercise/Conversion
Class A Common Stock
2019-06-27+2,155→ 2,155 total - Sale
Class A Common Stock
2019-06-27$25.09/sh−11,514$288,855→ 2,155 total - Exercise/Conversion
Restricted Stock Units
2019-06-27−2,155→ 6,465 total→ Class A Common Stock (2,155 underlying) - Conversion
Common Units
2019-06-27−11,514→ 191,823 total→ Class A Common Stock (11,514 underlying)
Footnotes (6)
- [F1]Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock, par value $0.0001 per share ( "Class A Shares"), or, at the election of the Issuer, an equivalent cash payment.
- [F2]Vested Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A Shares, on a 1-to-1 basis. The Common Units have no expiration date.
- [F3]The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
- [F4]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.00 to $25.35, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- [F5]On June 27, 2018, the Reporting Person was granted 8,620 RSUs, vesting in four equal installments on each of the first through fourth anniversaries of the date of grant, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.
- [F6]122,603 Common Units are vested and 69,220 Common Units will vest on December 21, 2019, subject to the Reporting Person's continued service with the Issuer.
Documents
Issuer
Funko, Inc.
CIK 0001704711
Entity typeother
Related Parties
1- filerCIK 0001719644
Filing Metadata
- Form type
- 4
- Filed
- Jun 30, 8:00 PM ET
- Accepted
- Jul 1, 4:18 PM ET
- Size
- 13.9 KB