|4Jul 3, 4:31 PM ET

Coleman Matthew 4

4 · TPG RE Finance Trust, Inc. · Filed Jul 3, 2019

Insider Transaction Report

Form 4
Period: 2019-07-01
Transactions
  • Other

    Class A Common Stock

    2019-07-01$19.28/sh947$18,2581,625 total
    Common Stock (947 underlying)
Holdings
  • Class A Common Stock

    (indirect: See explanation of responses)
    Common Stock (3,113 underlying)
    3,113
  • Class A Common Stock

    (indirect: See explanation of responses)
    Common Stock (2,572 underlying)
    2,572
Footnotes (4)
  • [F1]Pursuant to the Articles of Amendment and Restatement of TPG RE Finance Trust, Inc. (the "Issuer"), each share of Class A common stock of the Issuer ("Class A Common Stock") is convertible at any time or from time to time, at the option of the holder, for one share of common stock of the Issuer ("Common Stock").
  • [F2]On July 1, 2019, TPG RE Finance Trust Management, L.P. (the "Manager"), the external manager of the Issuer, withheld 947 shares of Class A Common Stock from Mr. Matthew Coleman for payment of the tax liability incident to the vesting of shares of Class A Common Stock granted by the Manager pursuant to the terms of a compensatory plan adopted by the Manager.
  • [F3]TPG RE Finance Trust Equity, L.P. ("TPG RE Finance Trust Equity") directly holds 926,951 shares of Class A Common Stock, including 3,113 shares of Class A Common Stock indirectly beneficially owned by Mr. Coleman (through his indirect limited partnership interest in TPG RE Finance Trust Equity).
  • [F4]Represents shares of Class A Common Stock that have been awarded by the Manager to Mr. Coleman in accordance with the terms of a compensatory plan adopted by the Manager. Upon vesting, the shares of Class A Common Stock will be delivered to Mr. Coleman.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION