Ginsberg Deborah J. 4
4 · TPG RE Finance Trust, Inc. · Filed Jul 3, 2019
Insider Transaction Report
Form 4
Ginsberg Deborah J.
Vice President & Secretary
Transactions
- Other
Class A Common Stock
2019-07-01$19.28/sh−3,944$76,040→ 8,285 total→ Common Stock (3,944 underlying)
Holdings
- 6,019.52(indirect: See explanation of responses)
Class A Common Stock
→ Common Stock (6,019.52 underlying) - 4,171(indirect: See explanation of responses)
Class A Common Stock
→ Common Stock (4,171 underlying)
Footnotes (4)
- [F1]Pursuant to the Articles of Amendment and Restatement of TPG RE Finance Trust, Inc. (the "Issuer"), each share of Class A common stock of the Issuer ("Class A Common Stock") is convertible at any time or from time to time, at the option of the holder, for one share of common stock of the Issuer ("Common Stock").
- [F2]On July 1, 2019, TPG RE Finance Trust Management, L.P. (the "Manager"), the external manager of the Issuer, withheld 3,944 shares of Class A Common Stock from Ms. Deborah Ginsberg for payment of the tax liability incident to the vesting of shares of Class A Common Stock granted by the Manager pursuant to the terms of a compensatory plan adopted by the Manager.
- [F3]TPG RE Finance Trust Equity, L.P. ("TPG RE Finance Trust Equity") directly holds 926,951 shares of Class A Common Stock, including 6,019.52 shares of Class A Common Stock indirectly beneficially owned by Ms. Ginsberg (through her limited partnership interest in TPG RE Finance Trust Equity).
- [F4]Represents shares of Class A Common Stock that have been awarded by the Manager to Ms. Ginsberg in accordance with the terms of a compensatory plan adopted by the Manager. Upon vesting, the shares of Class A Common Stock will be delivered to Ms. Ginsberg.