4//SEC Filing
Balak Salesh 4
Accession 0000899243-19-019391
CIK 0001279695other
Filed
Jul 8, 8:00 PM ET
Accepted
Jul 9, 5:54 PM ET
Size
16.2 KB
Accession
0000899243-19-019391
Insider Transaction Report
Form 4
Balak Salesh
Chief Financial Officier
Transactions
- Exercise/Conversion
Common Stock
2019-05-29+73,334→ 201,558 total - Exercise/Conversion
Stock Option (Right to Buy)
2019-05-29−73,334→ 0 totalExercise: $0.00Exp: 2019-06-28→ Common Stock (73,334 underlying)
Holdings
- 721,000
Stock Option (Right to Buy)
Exercise: $0.50Exp: 2023-04-20→ Common Stock (721,000 underlying) - 40,000
Stock Option (Right to Buy)
Exercise: $0.00Exp: 2022-01-29→ Common Stock (40,000 underlying) - 100,000
Stock Option (Right to Buy)
Exercise: $1.72Exp: 2019-11-09→ Common Stock (100,000 underlying) - 216,300
Stock Option (Right to Buy)
Exercise: $0.50Exp: 2024-02-27→ Common Stock (216,300 underlying) - 25,000
Stock Option (Right to Buy)
Exercise: $0.00Exp: 2019-11-12→ Common Stock (25,000 underlying) - 40,000
Stock Option (Right to Buy)
Exercise: $0.00Exp: 2020-12-11→ Common Stock (40,000 underlying)
Footnotes (9)
- [F1]The price reported is stated in Australian dollars.
- [F2]13,333 stock options vested and became exercisable on 12/31/2015, 13,333 stock options vested and became exercisable on 12/31/2016, and 13,334 stock options vest and become exercisable on 12/31/2017.
- [F3]13,333 stock options vested and became exercisable on 12/31/2014, 13,333 stock options vested and became exercisable on 12/31/2015, and 13,334 stock options vested and became exercisable on 12/31/2016.
- [F4]8,333 stock options vested and became exercisable on 12/31/2013, 8,333 stock options vested and became exercisable on 12/31/2014, and 8,334 stock options vested and became exercisable on 12/31/2015.
- [F5]1/3 of the stock options vested and became exercisable on 12/31/2010, 1/3 of the stock options vested and became exercisable on 12/31/2011 and the remaining stock options vested and became exercisable on 12/31/2012.
- [F6]10,000 stock options vested and became exercisable on 12/31/2010 and were exercised on 11/10/2011. 21,666 stock options vested and became exercisable on 12/31/11 and were exercised on 08/27/2012, 35,000 stock options vested and became exercisable on 12/31/2012, 25,000 stock options vested and became exercisable on 12/31/2013, and 13,334 stock options vested and became exercisable on 12/31/2014. The remaining options were all exercised on 05/29/2019.
- [F7]206,000 of the stock options vested and became exercisable on 10/05/2016, 412,000 of the stock options vested and became exercisable on 12/31/2016 and 103,000 of the stock options vested and became exercisable on 02/23/2017.
- [F8]216,300 stock options vested and became exercisable on December 31, 2017.
- [F9]Includes (i) 194,362 shares in the form of CDIs Mr. Balak holds directly and (ii) 7,196 restricted fully paid shares.
Documents
Issuer
UNIVERSAL BIOSENSORS INC
CIK 0001279695
Entity typeother
Related Parties
1- filerCIK 0001397500
Filing Metadata
- Form type
- 4
- Filed
- Jul 8, 8:00 PM ET
- Accepted
- Jul 9, 5:54 PM ET
- Size
- 16.2 KB