HLM VENTURE PARTNERS II, L.P. 3
3 · Phreesia, Inc. · Filed Jul 17, 2019
Insider Transaction Report
Form 3
HLM VENTURE PARTNERS II, L.P.
10% Owner
Holdings
- (indirect: See Footnote)
Junior Convertible Preferred Stock
→ Common Stock (4,323,864 underlying) - (indirect: See Footnote)
Senior A Preferred Stock
→ Common Stock (414,880 underlying)
Footnotes (3)
- [F1]The Junior Convertible Preferred Stock is convertible into shares of the Issuer's Common Stock on a one-for-2.1973 basis. Upon the closing of the Issuer's initial public offering, all shares of Junior Convertible Preferred Stock will automatically convert into shares of Common Stock of the Issuer. The Junior Convertible Preferred Stock has no expiration date.
- [F2]Shares held directly by HLM Venture Partners II, L.P. HLM Venture Associates II, L.L.C. is the general partner of HLM Venture Partners II, L.P. Edward L. Cahill and Peter J. Grua (collectively, the "Managing Members") are the managing members of HLM Venture Associates II, L.L.C. and, as such, may be deemed to have shared voting and dispositive power with respect to the issuer's securities held of record by HLM Venture Partners II, L.P. Each of the entities and the Managing Members disclaim beneficial ownership of the securities reported herein, except to the extent of their respective pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the shares for purposes of Section 16 or for any other purpose.
- [F3]The Senior A Preferred Stock is convertible into shares of the Issuer's Common Stock on a one-for-2.1973 basis. Upon the closing of the Issuer's initial public offering, all shares of Senior A Preferred Stock will automatically convert into shares of Common Stock of the Issuer. The Senior A Preferred Stock has no expiration date.